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Signature
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/s/ Mark Polemeni, as Attorney-in-Fact
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Stock symbol
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PWP
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Transactions as of
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May 16, 2024
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Transactions value $
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-$11,969,488
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Form type
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4
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Date filed
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5/20/2024, 08:12 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
PWP |
Class A Common Stock |
Options Exercise |
$0 |
+394K |
+573.28% |
$0.00 |
463K |
May 16, 2024 |
Direct |
F1 |
transaction |
PWP |
Class A Common Stock |
Options Exercise |
$0 |
+394 |
+0.09% |
$0.00 |
463K |
May 16, 2024 |
Direct |
F1 |
transaction |
PWP |
Class A Common Stock |
Disposed to Issuer |
-$5.98M |
-394K |
-85.07% |
$15.17 |
69.1K |
May 16, 2024 |
Direct |
F2 |
transaction |
PWP |
Class A Common Stock |
Disposed to Issuer |
-$5.98K |
-394 |
-0.57% |
$15.17 |
68.7K |
May 16, 2024 |
Direct |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
PWP |
Class B-1 Common Stock |
Options Exercise |
-$7.88K |
-394K |
-40.65% |
$0.02* |
575K |
May 16, 2024 |
Class A Common Stock |
394 |
|
PWP VoteCo Professionals LP |
F1, F3 |
transaction |
PWP |
PWP Holdings LP Common Units |
Options Exercise |
-$5.98M |
-394K |
-40.65% |
$15.17 |
575K |
May 16, 2024 |
Class A Common Stock |
394K |
|
Direct |
F1, F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
The PWP OpCo Units and Class B Shares reported herein were previously held directly by PWP Professional Partners LP ("Professional Partners"). Professional Partners was an aggregator partnership through which certain partners held interests in PWP Holdings LP ("PWP OpCo"), the entity through which the Issuer holds its advisory business. On December 31, 2023, as part of an internal reorganization and in accordance with Section 17-220 of the Delaware Revised Uniform Limited Partnership Act (the "Act"), Professional Partners was divided into: (i) PWP VoteCo Professionals LP ("VoteCo Professionals"), (ii) PWP AdCo Professionals LP ("AdCo Professionals") and (iii) Professional Partners, which was the "surviving partnership" under the Act (the "Division"). Professional Partners changed its name to PWP AmCo Professionals LP in connection with the Division. In the Division, (i) Class B-1 Shares previously held by Professional Partners were allocated to VoteCo Professionals, and (ii) PWP OpCo Units previously held by Professional Partners were allocated to AdCo Professionals. On April 1, 2024, as part of this internal reorganization, AdCo Professionals merged with and into PWP OpCo (the "Merger"). This Division and Merger did not involve any purchase or sale of Issuer securities or change in pecuniary interest by the reporting person.