Daniel G. Cohen - Nov 9, 2022 Form 4 Insider Report for Perella Weinberg Partners (PWP)

Role
Director
Signature
/s/ Mark Polemeni, Attorney-in-Fact
Stock symbol
PWP
Transactions as of
Nov 9, 2022
Transactions value $
-$425,424
Form type
4
Date filed
11/14/2022, 04:09 PM
Previous filing
Aug 30, 2022
Next filing
Dec 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PWP Class A Common Stock Sale -$63.3K -7.63K -0.99% $8.30 765K Nov 9, 2022 By FinTech Masala Holdings, LLC F1, F2
transaction PWP Class A Common Stock Sale -$63.3K -7.63K -0.99% $8.30 765K Nov 9, 2022 By FinTech Masala Holdings, LLC F1, F3
transaction PWP Class A Common Stock Sale -$149K -17.4K -2.27% $8.60 747K Nov 10, 2022 By FinTech Masala Holdings, LLC F2, F4
transaction PWP Class A Common Stock Sale -$149K -17.4K -2.27% $8.60 747K Nov 10, 2022 By FinTech Masala Holdings, LLC F3, F4
holding PWP Class A Common Stock 80.9K Nov 9, 2022 Direct
holding PWP Class A Common Stock 12K Nov 9, 2022 By FinTech Masala Advisors IV, LLC F5
holding PWP Class A Common Stock 12K Nov 9, 2022 By FinTech Masala Advisors IV, LLC F6
holding PWP Class A Common Stock 57.9K Nov 9, 2022 By DGC Family FinTech Trust F7
holding PWP Class A Common Stock 116K Nov 9, 2022 By FinTech Masala Holdings, LLC F8
holding PWP Class A Common Stock 134K Nov 9, 2022 By DGC Family FinTech Trust F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.25 to $8.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2 Represents shares held directly by FinTech Masala, LLC ("Masala LLC"), FinTech Investor Holdings IV, LLC ("Holdings"), and FinTech Masala Advisors IV, LLC ("Masala"). FinTech Masala Holdings, LLC ("Manager HoldCo") is the sole member of Masala LLC. Each of Holdings and Masala is managed by Cohen Sponsor Interests IV, LLC ("Manager"), which, in turn, is indirectly owned by Manager HoldCo. The reporting person owns one-third of Manager HoldCo. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Masala LLC, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
F3 Represents shares held directly by Masala LLC, Holdings, and Masala. Manager HoldCo is the sole member of Masala LLC. Each of Holdings and Masala is managed by Manager, which, in turn, is indirectly owned by Manager HoldCo. DGC Family FinTech Trust (the "Trust") owns one-third of Manager HoldCo. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.435 to $8.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F5 Represents shares held directly by Masala. The reporting person is a member of Masala. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Masala, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
F6 Represents shares held directly by Masala. The Trust is a member of Masala. The children of the reporting person are beneficiaries of the Trust. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose.
F7 Represents shares held directly by the Trust. The children of the reporting person are beneficiaries of the Trust.
F8 Represents shares held directly by Holdings and Masala, each of which is managed by Manager, which, in turn, is indirectly owned by Manager HoldCo. The reporting person owns one-third of Manager HoldCo. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
F9 Represents shares held directly by Holdings and Masala, each of which is managed by Manager, which, in turn, is indirectly owned by Manager HoldCo. The Trust owns one-third of Manager HoldCo. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose.