Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
WEIGAND DAVID E | SVP, Chief Financial Officer | 980 ROCK AVENUE, SAN JOSE | /s/ David E. Weigand | 2025-07-02 | 0001777404 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -9.38K | -50% | $0.00 | 9.38K | Jul 1, 2025 | Common Stock | 9.38K | Direct | F1, F2, F3 | |
transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -5.12K | -33.38% | $0.00 | 10.2K | Jul 1, 2025 | Common Stock | 5.12K | Direct | F1, F2, F4 | |
transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -1.08K | -33.33% | $0.00 | 2.16K | Jul 1, 2025 | Common Stock | 1.08K | Direct | F1, F2, F4 | |
transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -2.99K | -25% | $0.00 | 8.97K | Jul 1, 2025 | Common Stock | 2.99K | Direct | F1, F5 |
Id | Content |
---|---|
F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
F2 | This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split that became effective on September 30, 2024. |
F3 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2023. Vested units are settled in shares of SMCI common stock. |
F4 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock. |
F5 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock. |