| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| WEIGAND DAVID E | SVP, Chief Financial Officer | 980 ROCK AVENUE, SAN JOSE | /s/ David E. Weigand | 02 Jul 2025 | 0001777404 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | +9.38K | +10.59% | 98K | 01 Jul 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | -$206K | -4.36K | -4.45% | $47.20 | 93.6K | 01 Jul 2025 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +5.12K | +5.47% | 98.7K | 01 Jul 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | -$123K | -2.6K | -2.63% | $47.20 | 96.1K | 01 Jul 2025 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +1.08K | +1.12% | 97.2K | 01 Jul 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | -$25.9K | -549 | -0.56% | $47.20 | 96.7K | 01 Jul 2025 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +2.99K | +3.09% | 99.7K | 01 Jul 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | -$71.7K | -1.52K | -1.52% | $47.20 | 98.1K | 01 Jul 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -9.38K | -50% | $0.00 | 9.38K | 01 Jul 2025 | Common Stock | 9.38K | Direct | F1, F2, F3 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -5.12K | -33.38% | $0.00 | 10.2K | 01 Jul 2025 | Common Stock | 5.12K | Direct | F1, F2, F4 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -1.08K | -33.33% | $0.00 | 2.16K | 01 Jul 2025 | Common Stock | 1.08K | Direct | F1, F2, F4 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -2.99K | -25% | $0.00 | 8.97K | 01 Jul 2025 | Common Stock | 2.99K | Direct | F1, F5 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split that became effective on September 30, 2024. |
| F3 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2023. Vested units are settled in shares of SMCI common stock. |
| F4 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock. |
| F5 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock. |