| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| KAO GEORGE | SVP, OPERATIONS | 980 ROCK AVENUE, SAN JOSE | /s/ George Kao | 17 Nov 2025 | 0001777243 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | $31,777 | +15,600 | +58% | $2.04 | 42,591 | 13 Nov 2025 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | $28,725 | +12,100 | +28% | $2.37 | 54,691 | 13 Nov 2025 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | $215,600 | +80,000 | +146% | $2.70 | 134,691 | 13 Nov 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Employee Stock Option (right to buy) | Options Exercise | $0 | -15,600 | -100% | $0.000000 | 0 | 13 Nov 2025 | Common Stock | 15,600 | $2.04 | Direct | F1, F2 |
| transaction | SMCI | Employee Stock Option (right to buy) | Options Exercise | $0 | -12,100 | -100% | $0.000000 | 0 | 13 Nov 2025 | Common Stock | 12,100 | $2.37 | Direct | F1, F2 |
| transaction | SMCI | Employee Stock Option (right to buy) | Options Exercise | $0 | -80,000 | -100% | $0.000000 | 0 | 13 Nov 2025 | Common Stock | 80,000 | $2.70 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024. |
| F2 | This stock option is fully vested and exercisable. |