| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| KAO GEORGE | SVP, OPERATIONS | 980 ROCK AVENUE, SAN JOSE | /s/ David E. Weigand, Attorney-In-Fact | 12 Aug 2025 | 0001777243 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | +1,830 | +8.7% | 22,750 | 10 Aug 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $41,478 | -930 | -4.1% | $44.60 | 21,820 | 10 Aug 2025 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -1,830 | -17% | $0.000000 | 9,170 | 10 Aug 2025 | Common Stock | 1,830 | Direct | F1, F3 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act. |
| F3 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |