Anthony Massey - 15 Feb 2024 Form 4 Insider Report for Axalta Coating Systems Ltd. (AXTA)

Role
VP, Global Controller, PAO
Signature
/s/ Alex Tablin-Wolf, attorney-in-fact
Issuer symbol
AXTA
Transactions as of
15 Feb 2024
Net transactions value
-$29,147
Form type
4
Filing time
20 Feb 2024, 17:52:27 UTC
Previous filing
15 Nov 2023
Next filing
01 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXTA Common Shares Options Exercise +2,819 +15% 22,239 15 Feb 2024 Direct F1
transaction AXTA Common Shares Tax liability $29,147 -925 -4.2% $31.51 21,314 15 Feb 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXTA Restricted Stock Units Options Exercise $0 -2,819 -50% $0.000000 2,819 15 Feb 2024 Common Shares 2,819 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common shares on a one-for-one basis.
F2 Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
F3 On February 15, 2022, the reporting person was granted 8,457 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023.