Mikella D. Newsom - 31 Dec 2025 Form 4/A - Amendment Insider Report for SOUTH PLAINS FINANCIAL, INC. (SPFI)

Role
Chief Risk Officer & Secretary
Signature
/s/ Mikella D. Newsom
Issuer symbol
SPFI
Transactions as of
31 Dec 2025
Net transactions value
-$45,365
Form type
4/A - Amendment
Filing time
08 Jan 2026, 12:35:48 UTC
Date Of Original Report
05 Jan 2026
Previous filing
24 Mar 2025
Next filing
19 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Newsom Mikella D Chief Risk Officer & Secretary 5219 CITY BANK PARKWAY, LUBBOCK /s/ Mikella D. Newsom 08 Jan 2026 0001775278

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPFI Common Stock Options Exercise $25,800 +3,000 +6.4% $8.60 49,516 31 Dec 2025 Direct F1
transaction SPFI Common Stock Tax liability $48,483 -1,224 -2.5% $39.61 48,292 31 Dec 2025 Direct
transaction SPFI Common Stock Options Exercise $25,800 +3,000 +13% $8.60 25,849 31 Dec 2025 By Spouse F1, F2
transaction SPFI Common Stock Tax liability $48,483 -1,224 -4.7% $39.61 24,625 31 Dec 2025 By Spouse F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPFI Stock Options (Right to Buy) Options Exercise $0 -3,000 -100% $0.000000 0 31 Dec 2025 Common Stock 3,000 $8.60 Direct F3
transaction SPFI Stock Options (Right to Buy) Options Exercise $0 -3,000 -100% $0.000000 0 31 Dec 2025 Common Stock 3,000 $8.60 By Spouse F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions.
F2 Shares owned by the Reporting Person's spouse, who is also an employee of the Issuer.
F3 These were fully exercisable on date of grant to the Reporting Person.
F4 Stock options held by the Reporting Person's spouse, who is also an employee of the Issuer.

Remarks:

This Amendment on Form 4/A has been filed to amend the Form 4 filed on January 5, 2026 to correct the inadvertent checking of the box indicating that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).