Steven B. Crockett - 31 Dec 2024 Form 4/A - Amendment Insider Report for SOUTH PLAINS FINANCIAL, INC. (SPFI)

Role
CFO and Treasurer
Signature
/s/ By Mikella D. Newsom as Attorney-in-Fact for Steven B Crockett
Issuer symbol
SPFI
Transactions as of
31 Dec 2024
Net transactions value
-$44,933
Form type
4/A - Amendment
Filing time
03 Jan 2025, 19:59:09 UTC
Date Of Original Report
03 Jan 2025
Previous filing
21 Feb 2024
Next filing
21 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPFI Common Stock Options Exercise $35,280 +6,000 +8.2% $5.88 78,855 31 Dec 2024 Direct F1
transaction SPFI Common Stock Tax liability $80,213 -2,323 -2.9% $34.53 76,532 31 Dec 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPFI Stock Options (Right to Buy) Options Exercise $0 -6,000 -100% $0.000000 0 31 Dec 2024 Common Stock 6,000 $5.88 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions.
F2 The stock options were fully vested and exercisable on the date of grant to the Reporting Person.

Remarks:

The purpose of this amendment is solely to correct a typographical error relating to the "Number of Derivative Securities Acquired or Disposed" disclosed in Box 5 of the Reporting Person's Form 4 filed on January 3, 2025, which incorrectly stated that 6,000 Stock Options (Right to Buy) were acquired. This corrected Form 4 reflects that 6,000 Stock Options (Right to Buy) were disposed of by the Reporting Person.