Richard D. Campbell - Nov 3, 2022 Form 4 Insider Report for SOUTH PLAINS FINANCIAL, INC. (SPFI)

Role
Director
Signature
By Mikella D. Newsom as Attorney-in-Fact for Richard D. Campbell
Stock symbol
SPFI
Transactions as of
Nov 3, 2022
Transactions value $
-$1,473,247
Form type
4
Date filed
11/7/2022, 07:45 PM
Previous filing
Feb 18, 2022
Next filing
Nov 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPFI Common Stock Sale -$870K -30K -1.76% $29.00 1.67M Nov 3, 2022 By Henry TAW LP F2, F3
transaction SPFI Common Stock Sale -$151K -5K -0.3% $30.23 1.67M Nov 3, 2022 By Henry TAW LP F3, F4
transaction SPFI Common Stock Sale -$307K -10K -0.6% $30.74 1.66M Nov 4, 2022 By Henry TAW LP F3, F5
transaction SPFI Common Stock Sale -$145K -4.7K -0.28% $30.78 1.65M Nov 7, 2022 By Henry TAW LP F3, F6
holding SPFI Common Stock 7.22K Nov 3, 2022 Direct F1
holding SPFI Common Stock 40K Nov 3, 2022 By RIG LLC F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions.
F2 Shares sold to Noe G. Valles, a director of the Issuer, in a private transaction.
F3 Shares owned by Henry TAW LP but subject to a voting agreement and irrevocable proxy pursuant to which Mr. Campbell exercises voting authority.
F4 The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $29.80 to $30.53 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5 The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $30.50 to $30.95 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6 The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $30.68 to $30.97 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F7 Shares owned by Racham Investment Group LLC ("RIG LLC").