Steven B. Clapp - 05 Jan 2026 Form 4 Insider Report for Tectonic Financial, Inc. (TECTP)

Role
Director
Signature
/s/ Michelle Kay Baird as Attorney-In-Fact for Steven B. Clapp
Issuer symbol
TECTP
Transactions as of
05 Jan 2026
Net transactions value
-$4,065,414
Form type
4
Filing time
07 Jan 2026, 20:15:32 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Clapp Steven B Director 16200 DALLAS PARKWAY, SUITE 190, DALLAS /s/ Michelle Kay Baird as Attorney-In-Fact for Steven B. Clapp 07 Jan 2026 0001774456

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TECTP Common Stock Sale $4,054,014 -170,480 -83% $23.78 34,620 05 Jan 2026 Direct F1
transaction TECTP Common Stock Sale $11,400 -2,000 -5.8% $5.70 32,620 05 Jan 2026 Direct F2
holding TECTP Common Stock 5,000 05 Jan 2026 By individual retirement account
holding TECTP Common Stock 5,000 05 Jan 2026 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Steven B. Clapp is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 On January 5, 2026, in connection with the Issuer's spin-off of Tectonic Advisors, LLC, the Reporting Person disposed of 170,840 shares of the Issuer in exchange for 170,840 shares of Tectonic Advisors, LLC, valued at $23.78 per share.
F2 On or about May 15, 2017, Mr. Clapp granted options to certain individuals to purchase from Mr. Clapp up to 2,000 shares of common stock of the Issuer at an exercise price of $5.70. The sale price of the common stock reflects the exercise price of such options.