| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HIMS | Class A Common Stock | Options Exercise | $135K | +11.7K | +5.97% | $11.53 | 208K | Oct 14, 2024 | Direct | F1 |
| transaction | HIMS | Class A Common Stock | Options Exercise | $1.04M | +208K | +100.06% | $5.01 | 416K | Oct 14, 2024 | Direct | F1 |
| transaction | HIMS | Class A Common Stock | Sale | -$47.8K | -2.39K | -0.57% | $20.00 | 413K | Oct 14, 2024 | Direct | F1, F2 |
| transaction | HIMS | Class A Common Stock | Sale | -$183K | -9.19K | -2.23% | $19.95 | 404K | Oct 14, 2024 | Direct | F1, F3 |
| transaction | HIMS | Class A Common Stock | Sale | -$126K | -6.33K | -1.57% | $19.95 | 398K | Oct 14, 2024 | Direct | F1 |
| transaction | HIMS | Class A Common Stock | Sale | -$802K | -40.1K | -10.09% | $19.98 | 357K | Oct 14, 2024 | Direct | F1, F4 |
| transaction | HIMS | Class A Common Stock | Sale | -$234K | -11.7K | -3.27% | $20.04 | 346K | Oct 14, 2024 | Direct | F1, F5 |
| transaction | HIMS | Class A Common Stock | Sale | -$3.74M | -184K | -53.1% | $20.37 | 162K | Oct 14, 2024 | Direct | F1, F6 |
| transaction | HIMS | Class A Common Stock | Sale | -$346K | -16.4K | -10.11% | $21.07 | 146K | Oct 14, 2024 | Direct | F1, F7 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HIMS | Stock Option (right to buy) | Options Exercise | $0 | -11.7K | -11.3% | $0.00 | 91.8K | Oct 14, 2024 | Class A Common Stock | 11.7K | $11.53 | Direct | F1, F8 |
| transaction | HIMS | Stock Option (right to buy) | Options Exercise | $0 | -208K | -25.1% | $0.00 | 620K | Oct 14, 2024 | Class A Common Stock | 208K | $5.01 | Direct | F1, F9 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The stock option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 31, 2024 by the Reporting Person. |
| F2 | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $20.00 - $20.005. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| F3 | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $19.82 - $20.015 The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| F4 | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $19.95 - $20.02. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| F5 | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $20.02 - $20.045. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| F6 | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $20.045 - $20.99. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| F7 | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $21.00 - $21.18. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| F8 | The options are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with 1/48th of the options vesting monthly, beginning on April 1, 2023. |
| F9 | 25% of the options will vest on the twelve (12) month anniversary of the Vesting Commencement Date of January 24, 2022. The balance of the shares shall vest in a series of thirty-six (36) successive equal monthly installments measured from the twelve (12) month anniversary of the Vesting Commencement Date, subject to optionholder's continuous Service (as defined in the Plan) as of each such vesting date. |