| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HIMS | Class A Common Stock | Options Exercise | $459K | +189K | $2.43 | 189K | May 1, 2024 | Direct | F1 | |
| transaction | HIMS | Class A Common Stock | Sale | -$1.18M | -94.4K | -50% | $12.54 | 94.4K | May 1, 2024 | Direct | F1, F2 |
| transaction | HIMS | Class A Common Stock | Sale | -$1.18M | -94.4K | -100% | $12.53 | 0 | May 1, 2024 | Direct | F1, F3 |
| transaction | HIMS | Class A Common Stock | Sale | -$1.83M | -144K | -9.93% | $12.69 | 1.31M | May 1, 2024 | Held by Trustee of Andrew Dudum 2015 Trust Dated July 2, 2015 | F1, F4 |
| holding | HIMS | Class A Common Stock | 1.32M | May 1, 2024 | Held by Trustee of AD 2022 GRAT 3 dated 11-28-2022 | ||||||
| holding | HIMS | Class A Common Stock | 1.68M | May 1, 2024 | Held by Trustee of AD 2021 GRAT dated 11-1-2021 | ||||||
| holding | HIMS | Class A Common Stock | 597K | May 1, 2024 | Held by Trustee of AD 2022 GRAT | ||||||
| holding | HIMS | Class A Common Stock | 570K | May 1, 2024 | Held by Trustee of Dudum Family Community Property Trust | ||||||
| holding | HIMS | Class A Common Stock | 419K | May 1, 2024 | Held by Trustee of AD 2021 GRAT 2 dated 11-1-2021 | ||||||
| holding | HIMS | Class A Common Stock | 1.58M | May 1, 2024 | Held by Trustee of AD 2023 GRAT dated 9-5-2023 | ||||||
| holding | HIMS | Class A Common Stock | 892K | May 1, 2024 | Held by Trustee of AD 2022 GRAT 2 dated 9/7/2022 | ||||||
| holding | HIMS | Class A Common Stock | 1.5K | May 1, 2024 | Held by Trustees of Richard M. Dudum Irrevocable 1 U/A dtd 10/15/1997 | ||||||
| holding | HIMS | Class A Common Stock | 2.87M | May 1, 2024 | Held by Trustee of Dudum Family Heritage Trust UAD 8-10-2021 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HIMS | Stock Option (right to buy) | Options Exercise | $0 | -189K | -12.38% | $0.00 | 1.34M | May 1, 2024 | Class A Common Stock | 189K | $2.43 | Direct | F1, F5 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The stock option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 29, 2023 by the Reporting Person. |
| F2 | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $12.30- $13.015. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| F3 | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $12.29- $13.015. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| F4 | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $12.32- $13.16. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| F5 | Prior to the Company's business combination transaction in 2021, the option represented the right to purchase 7,166,182 shares of Hims, Inc. with an exercise price of $1.10. Following the Company's business combination transaction in 2021, the option converted into the right to purchase 3,246,139 shares of the Company with an exercise price of $2.43. 100% of the shares subject to the option vested upon certain specified thresholds met in 2021. |
The 10% owner box was inadvertently left unchecked in the Form 4 filing for April 4, 2024 transactions and has been updated to reflect correct percentage ownership.