Andrew Dudum - 15 Dec 2022 Form 4 Insider Report for Hims & Hers Health, Inc. (HIMS)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Alexandra Cotter Wilkins, Attorney-in-Fact
Issuer symbol
HIMS
Transactions as of
15 Dec 2022
Net transactions value
-$283,493
Form type
4
Filing time
19 Dec 2022, 15:42:15 UTC
Previous filing
19 Sep 2022
Next filing
17 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HIMS Class A Common Stock Options Exercise +76,452 +24% 391,701 15 Dec 2022 Direct F1
transaction HIMS Class A Common Stock Tax liability $283,493 -41,086 -10% $6.90 350,615 15 Dec 2022 Direct F2
transaction HIMS Class A Common Stock Gift $0 -1,047,164 -48% $0.000000 1,121,033 13 Sep 2022 Held by Trustee of the AD GRAT dated 8/31/20 F3
transaction HIMS Class A Common Stock Gift $0 +1,047,164 $0.000000 1,047,164 13 Sep 2022 Held by Trustee of AD 2022 GRAT 2 dated 9/7/2022 F3
transaction HIMS Class A Common Stock Gift $0 -1,356,652 -34% $0.000000 2,643,348 08 Nov 2022 Held by Trustee of AD 2021 GRAT dated 11-1-2021 F4
transaction HIMS Class A Common Stock Gift $0 +1,356,652 +377% $0.000000 1,716,599 08 Nov 2022 Held by Trustee of Andrew Dudum 2015 Trust Dated July 2, 2015 F4
transaction HIMS Class A Common Stock Gift $0 -339,163 -34% $0.000000 660,837 08 Nov 2022 Held by Trustee of AD 2021 GRAT 2 dated 11-1-2021 F5
transaction HIMS Class A Common Stock Gift $0 +339,163 +20% $0.000000 2,055,762 08 Nov 2022 Held by Trustee of Andrew Dudum 2015 Trust Dated July 2, 2015 F5
transaction HIMS Class A Common Stock Gift $0 -1,695,815 -82% $0.000000 359,947 28 Nov 2022 Held by Trustee of Andrew Dudum 2015 Trust Dated July 2, 2015 F6
transaction HIMS Class A Common Stock Gift $0 +1,695,815 $0.000000 1,695,815 28 Nov 2022 Held by Trustee of AD 2022 GRAT 3 F6
holding HIMS Class A Common Stock 1,500 15 Dec 2022 Held by Trustees of Richard M. Dudum Irrevocable 1 U/A dtd 10/15/1997
holding HIMS Class A Common Stock 81,100 15 Dec 2022 Held by Trustee of Dudum Family Community Property Trust
holding HIMS Class A Common Stock 2,874,769 15 Dec 2022 Held by Trustee of Dudum Family Heritage Trust UAD 8-10-2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HIMS Restricted Stock Unit Options Exercise $0 -9,923 -17% $0.000000 49,616 15 Dec 2022 Class A Common Stock 9,923 Direct F1, F7
transaction HIMS Restricted Stock Unit Options Exercise $0 -197 -17% $0.000000 988 15 Dec 2022 Class A Common Stock 197 Direct F1, F7
transaction HIMS Restricted Stock Unit Options Exercise $0 -106 -9.9% $0.000000 962 15 Dec 2022 Class A Common Stock 106 Direct F1, F8
transaction HIMS Restricted Stock Unit Options Exercise $0 -7,330 -10% $0.000000 65,970 15 Dec 2022 Class A Common Stock 7,330 Direct F1, F8
transaction HIMS Restricted Stock Unit Options Exercise $0 -3,576 -10% $0.000000 32,178 15 Dec 2022 Class A Common Stock 3,576 Direct F1, F8
transaction HIMS Restricted Stock Unit Options Exercise $0 -1,789 -10% $0.000000 16,101 15 Dec 2022 Class A Common Stock 1,789 Direct F1, F8
transaction HIMS Restricted Stock Unit Options Exercise $0 -18,289 -10% $0.000000 164,602 15 Dec 2022 Class A Common Stock 18,289 Direct F1, F8
transaction HIMS Restricted Stock Unit Options Exercise $0 -35,242 -7.1% $0.000000 458,146 15 Dec 2022 Class A Common Stock 35,242 Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU.
F2 The shares of Class A Common Stock were withheld by the issuer to cover tax withholding obligations in connection with the reported vesting and settlement of RSUs.
F3 These shares represent a gift to the AD 2022 GRAT 2 dated 9/7/2022 from the AD GRAT dated 8/31/20.
F4 These shares represent a gift to the Andrew Dudum 2015 Trust dated July 2, 2015 from the AD 2021 GRAT dated 11/1/2021.
F5 These shares represent a gift to the Andrew Dudum 2015 Trust dated July 2, 2015 from the AD 2021 GRAT 2 dated 11/1/2021.
F6 These shares represent a gift to the AD 2022 GRAT 3 from the Andrew Dudum 2015 Trust dated July 2, 2015.
F7 The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on each of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date") occurring on or after March 15, 2020, subject to the Reporting Person's continuous service with the issuer.
F8 The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on each Company Quarterly Vesting Date occurring on or after March 15, 2021, subject to the Reporting Person's continuous service with the issuer.
F9 The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 6.25% of the RSUs vesting on each Company Quarterly Vesting Date occurring on or after June 15, 2022, subject to the Reporting Person's continuous service with the issuer.