Stephen J. Pace - 03 Feb 2023 Form 4 Insider Report for Dynatrace, Inc. (DT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Feb 2023, 17:05:36 UTC
Prior SEC filing
18 Nov 2022
Next SEC filing
17 Feb 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Anne-Celine-Woelk, by power of attorney

Key filing fact

Stephen J. Pace filed Form 4 for Dynatrace, Inc. (DT) on 03 Feb 2023.

Key facts

  • This page summarizes Stephen J. Pace's Form 4 filing for Dynatrace, Inc. (DT).
  • 6 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 03 Feb 2023, 17:05.

Change

  • Previous filing in this sequence was filed on 18 Nov 2022.
  • Current net transaction value: -$1,552,186.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DT transaction

Common Stock

Sale

Transaction value
$124,891
Shares
-2,730
Change %
-2.1%
Price
$45.75
Shares after
130,360
Date
03 Feb 2023
Ownership
Direct
Footnotes
F1, F2, F3
DT transaction

Common Stock

Sale

Transaction value
$236,984
Shares
-5,120
Change %
-3.9%
Price
$46.29
Shares after
125,240
Date
03 Feb 2023
Ownership
Direct
Footnotes
F1, F4
DT transaction

Common Stock

Options Exercise

Transaction value
$632,480
Shares
+39,530
Change %
+32%
Price
$16.00
Shares after
164,770
Date
03 Feb 2023
Ownership
Direct
Footnotes
F5
DT transaction

Common Stock

Sale

Transaction value
$509,585
Shares
-11,149
Change %
-6.8%
Price
$45.71
Shares after
153,621
Date
03 Feb 2023
Ownership
Direct
Footnotes
F5, F6
DT transaction

Common Stock

Sale

Transaction value
$1,313,206
Shares
-28,381
Change %
-18%
Price
$46.27
Shares after
125,240
Date
03 Feb 2023
Ownership
Direct
Footnotes
F5, F7

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DT transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-39,530
Change %
-45%
Price
$0.000000
Shares after
47,436
Date
03 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
39,530
Exercise price
$16.00
Footnotes
F5, F8
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2022.

Footnote F2

The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.03 to $46.02, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Footnote F3

The number of securities reported reflects the acquisition on December 5, 2022 of 1 share of Dynatrace, Inc. common stock pursuant to the Dynatrace Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP offering period of May 31, 2022 through December 5, 2022.

Footnote F4

The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.075 to $46.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Footnote F5

This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2022.

Footnote F6

The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Footnote F7

The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.00 to $46.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Footnote F8

Stock options granted on July 31, 2019, 25% of which vested on August 15, 2020, with the remainder vesting in 12 equal quarterly installments thereafter.

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