Stephen J. Pace - Feb 3, 2023 Form 4 Insider Report for Dynatrace, Inc. (DT)

Signature
/s/ Anne-Celine-Woelk, by power of attorney
Stock symbol
DT
Transactions as of
Feb 3, 2023
Transactions value $
-$1,552,186
Form type
4
Date filed
2/3/2023, 05:05 PM
Previous filing
Nov 18, 2022
Next filing
Feb 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DT Common Stock Sale -$125K -2.73K -2.05% $45.75 130K Feb 3, 2023 Direct F1, F2, F3
transaction DT Common Stock Sale -$237K -5.12K -3.93% $46.29 125K Feb 3, 2023 Direct F1, F4
transaction DT Common Stock Options Exercise $632K +39.5K +31.56% $16.00 165K Feb 3, 2023 Direct F5
transaction DT Common Stock Sale -$510K -11.1K -6.77% $45.71 154K Feb 3, 2023 Direct F5, F6
transaction DT Common Stock Sale -$1.31M -28.4K -18.47% $46.27 125K Feb 3, 2023 Direct F5, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DT Stock Option (Right to Buy) Options Exercise $0 -39.5K -45.45% $0.00 47.4K Feb 3, 2023 Common Stock 39.5K $16.00 Direct F5, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2022.
F2 The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.03 to $46.02, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3 The number of securities reported reflects the acquisition on December 5, 2022 of 1 share of Dynatrace, Inc. common stock pursuant to the Dynatrace Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP offering period of May 31, 2022 through December 5, 2022.
F4 The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.075 to $46.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F5 This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2022.
F6 The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F7 The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.00 to $46.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F8 Stock options granted on July 31, 2019, 25% of which vested on August 15, 2020, with the remainder vesting in 12 equal quarterly installments thereafter.