John Van Siclen - Nov 15, 2021 Form 4 Insider Report for Dynatrace, Inc. (DT)

Signature
/s/ Craig Newfield, by power of attorney
Stock symbol
DT
Transactions as of
Nov 15, 2021
Transactions value $
-$8,685,690
Form type
4
Date filed
11/17/2021, 06:27 PM
Previous filing
Oct 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DT Common Stock Sale -$1.98M -28.7K -9.25% $68.95 281K Nov 15, 2021 See Footnote F1, F2, F3
transaction DT Common Stock Sale -$1.76M -25.2K -8.96% $69.92 256K Nov 15, 2021 See Footnote F1, F3, F4
transaction DT Common Stock Sale -$478K -6.76K -2.64% $70.69 249K Nov 15, 2021 See Footnote F1, F3, F5
transaction DT Common Stock Sale -$239K -3.33K -1.34% $71.71 246K Nov 15, 2021 See Footnote F1, F3, F6
transaction DT Common Stock Sale -$919K -13.3K -3.28% $68.94 393K Nov 15, 2021 Direct F1, F7
transaction DT Common Stock Sale -$1.4M -20K -5.09% $70.00 373K Nov 15, 2021 Direct F1, F8
transaction DT Common Stock Sale -$1.24M -17.6K -4.72% $70.62 355K Nov 15, 2021 Direct F1, F9
transaction DT Common Stock Sale -$294K -4.09K -1.15% $71.77 351K Nov 15, 2021 Direct F1, F10
transaction DT Common Stock Sale -$373K -5.39K -1.54% $69.28 346K Nov 16, 2021 Direct F11, F12
holding DT Common Stock 3.65K Nov 15, 2021 See Footnote F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.
F2 The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.375 to $69.325, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3 Shares held by Van Siclen Holdings LLC whose initial member is the John W. Van Siclen 2019 Irrevocable Trust, for which the Concord Trust Company serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4 The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.33 to $70.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F5 The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.33 to $71.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F6 The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.45 to $72.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F7 The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.3050 to $69.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F8 The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.32 to $70.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F9 The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.32 to $71.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F10 The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.425 to $72.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F11 Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.
F12 The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.2814 to $69.2783, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F13 Shares held by the Nancy R. Van Siclen 2019 Irrevocable Trust, for which John Van Siclen serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.