Kevin C. Burns - Nov 16, 2021 Form 4 Insider Report for Dynatrace, Inc. (DT)

Signature
/s/ Craig Newfield, by power of attorney
Stock symbol
DT
Transactions as of
Nov 16, 2021
Transactions value $
-$1,634,964
Form type
4
Date filed
11/17/2021, 06:25 PM
Previous filing
Aug 18, 2021
Next filing
Feb 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DT Common Stock Sale -$174K -2.52K -2.85% $69.28 85.9K Nov 16, 2021 Direct F1, F2
transaction DT Common Stock Sale -$170K -2.46K -2.86% $69.00 83.5K Nov 17, 2021 Direct F3, F4
transaction DT Common Stock Sale -$40.8K -583 -0.7% $69.90 82.9K Nov 17, 2021 Direct F3, F5
transaction DT Common Stock Options Exercise $296K +18.5K +22.32% $16.00 101K Nov 17, 2021 Direct F6
transaction DT Common Stock Sale -$1.27M -18.5K -18.25% $68.92 82.9K Nov 17, 2021 Direct F6, F7
transaction DT Common Stock Options Exercise $244K +7.39K +8.92% $33.03 90.3K Nov 17, 2021 Direct F6
transaction DT Common Stock Sale -$481K -6.91K -7.65% $69.71 83.4K Nov 17, 2021 Direct F6, F8
transaction DT Common Stock Sale -$34K -483 -0.58% $70.42 82.9K Nov 17, 2021 Direct F6, F9
holding DT Common Stock 10K Nov 16, 2021 See Footnote F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DT Stock Option (Right to Buy) Options Exercise $0 -18.5K -12.5% $0.00 130K Nov 17, 2021 Common Stock 18.5K $16.00 Direct F6, F11
transaction DT Stock Option (Right to Buy) Options Exercise $0 -7.39K -9.09% $0.00 73.9K Nov 17, 2021 Common Stock 7.39K $33.03 Direct F6, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.
F2 The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.2780 to $69.2831, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2020.
F4 The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.46 to $69.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F5 The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.48 to $70.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F6 This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.
F7 The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.45 to $69.345, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F8 The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.345 to $70.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F9 The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.36 to $70.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F10 Shares held by the Kevin C. Burns Irrevocable GST Trust of 2018. Judith Burns is the trustee of the Kevin C. Burns Irrevocable GST Trust of 2018. The Reporting Person may be deemed to have shared voting and investment power with respect to the shares held by such trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F11 Stock options granted on July 31, 2019, 25% of which vested on August 15, 2020, with the remainder vesting in 12 equal quarterly installments thereafter.
F12 Stock options granted on May 15, 2020, 25% of which vested on May 15, 2021, with the remainder vesting in 12 equal quarterly installments thereafter.