Kevin C. Burns - 28 Jun 2021 Form 4 Insider Report for Dynatrace, Inc. (DT)

Signature
/s/ Craig Newfield, by power of attorney
Issuer symbol
DT
Transactions as of
28 Jun 2021
Net transactions value
-$6,508,049
Form type
4
Filing time
29 Jun 2021, 17:31:57 UTC
Previous filing
18 May 2021
Next filing
18 Aug 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DT Common Stock Options Exercise $2,072,000 +129,500 +126% $16.00 232,108 28 Jun 2021 Direct F1
transaction DT Common Stock Sale $7,780,632 -129,500 -56% $60.08 102,608 28 Jun 2021 Direct F1, F2
transaction DT Common Stock Options Exercise $976,070 +29,551 +29% $33.03 132,159 28 Jun 2021 Direct F1
transaction DT Common Stock Sale $1,775,486 -29,551 -22% $60.08 102,608 28 Jun 2021 Direct F1, F2
holding DT Common Stock 10,000 28 Jun 2021 See Footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DT Stock Option (Right to Buy) Options Exercise $0 -129,500 -44% $0.000000 166,500 28 Jun 2021 Common Stock 129,500 $16.00 Direct F1, F4
transaction DT Stock Option (Right to Buy) Options Exercise $0 -29,551 -25% $0.000000 88,649 28 Jun 2021 Common Stock 29,551 $33.03 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.
F2 The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.00 to $60.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3 Shares held by the Kevin C. Burns Irrevocable GST Trust of 2018. Judith Burns is the trustee of the Kevin C. Burns Irrevocable GST Trust of 2018. The Reporting Person may be deemed to have shared voting and investment power with respect to the shares held by such trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4 Stock options granted on July 31, 2019, 25% of which vested on August 15, 2020, with the remainder vesting in 12 equal quarterly installments thereafter.
F5 Stock options granted on May 15, 2020, 25% of which vested on May 15, 2021, with the remainder vesting in 12 equal quarterly installments thereafter.