John Van Siclen - May 15, 2021 Form 4 Insider Report for Dynatrace, Inc. (DT)

Role: Chief Executive Officer, Director
Signature: /s/ Craig Newfield, by power of attorney
Stock symbol: DT
Transactions as of: May 15, 2021
Transactions value $: -$6,285,413
Form type: 4
Date filed: 5/18/2021, 06:36 PM
Next filing: Jun 16, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	DT	Common Stock	Award	$0	+59.3K	+8.51%	$0.00	756K	May 15, 2021	Direct	F1
transaction	DT	Common Stock	Sale	-$668K	-14.9K	-1.97%	$44.87	741K	May 17, 2021	Direct	F2, F3
transaction	DT	Common Stock	Sale	-$106K	-2.36K	-0.32%	$45.10	739K	May 17, 2021	Direct	F4, F5
transaction	DT	Common Stock	Sale	-$2.44M	-52.6K	-7.12%	$46.33	686K	May 17, 2021	Direct	F4, F6
transaction	DT	Common Stock	Sale	-$3.07M	-64K	-14.61%	$48.00	374K	May 18, 2021	See Footnote	F4, F7
holding	DT	Common Stock						3.65K	May 15, 2021	See Footnote	F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Consists of Restricted Stock Units ("RSUs") granted under the Dynatrace, Inc. 2019 Equity Incentive Plan on May 15, 2021. Each RSU represents the right to receive one share of Common Stock, 25% of which shall vest on May 15, 2022, with the remainder vesting in 12 equal quarterly installments thereafter.
F2	Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.
F3	The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.8681 to $44.8685, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F4	This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.
F5	The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.82 to $45.43, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F6	The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.83 to $46.79, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F7	Shares held by Van Siclen Holdings LLC whose initial member is the John W. Van Siclen 2019 Irrevocable Trust, for which the Concord Trust Company serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F8	Shares held by the Nancy R. Van Siclen 2019 Irrevocable Trust, for which John Van Siclen serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.