| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NOVA | Common Stock | Options Exercise | $0 | +119K | +31.18% | $0.00 | 501K | Jul 29, 2022 | Direct | F1, F2, F3, F4 |
| transaction | NOVA | Common Stock | Sale | -$1.19M | -48.3K | -9.63% | $24.62 | 453K | Aug 1, 2022 | Direct | F5 |
| transaction | NOVA | Common Stock | Sale | -$32.9K | -1.41K | -0.31% | $23.41 | 451K | Aug 1, 2022 | Direct | F5 |
| transaction | NOVA | Common Stock | Sale | -$26 | -1 | 0% | $25.99 | 451K | Aug 1, 2022 | Direct | F5 |
| transaction | NOVA | Common Stock | Gift | $0 | -129 | -100% | $0.00* | 0 | Nov 5, 2020 | See Footnote | F3, F6, F7 |
| transaction | NOVA | Common Stock | Gift | $0 | -12K | -100% | $0.00* | 0 | Dec 29, 2020 | See Footnote | F3, F6, F7 |
| holding | NOVA | Common Stock | 24.1K | Nov 5, 2020 | See Footnote | F4, F8 | |||||
| holding | NOVA | Common Stock | 7.47K | Nov 5, 2020 | See Footnote | F9 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NOVA | Restricted Stock Units | Options Exercise | $0 | -119K | -20% | $0.00 | 476K | Jul 29, 2022 | Common Stock | 119K | Direct | F1, F10 |
| Id | Content |
|---|---|
| F1 | Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Sunnova Energy International Inc. ("Common Stock"). |
| F2 | Such shares of common stock include 17 shares that were received in connection with the closing of the initial public offering of the Issuer in exchange for previously held interests in Sunnova Energy Corporation, pursuant to that certain Agreement and Plan of Merger, dated as of July 29, 2019, by and among the Issuer, Sunnova Energy Corporation and Sunnova Merger Sub Inc., and were inadvertently omitted from the reporting person's Form 4 filed on July 31, 2019 due to an administrative error. |
| F3 | Reflects the reclassification of 22,113 shares of Common Stock from indirect form of ownership to direct form of ownership. Such shares of Common Stock were indirectly owned by the reporting person through Jackson Leigh Ventures, LLC until March 25, 2021, at which time they were transferred to the reporting person's personal brokerage account. The reporting person is the sole member of Jackson Leigh Ventures, LLC. |
| F4 | Reflects the reclassification of 24,100 shares of Common Stock from direct form of ownership to indirect form of ownership. Such shares of Common Stock were previously reported as being directly owned by the reporting person, but have been held in the IRA of the reporting person's spouse. |
| F5 | The sale of such shares of Common Stock was authorized by the reporting person in order to meet tax obligations upon vesting July 29, 2022 and further settlement. |
| F6 | The reported gifts of Common Stock were inadvertently omitted from the reporting person's Form 5 filed on February 2, 2021. |
| F7 | Such shares of common stock were owned directly by Jackson Leigh Ventures, LLC. The reporting person is the sole member of Jackson Leigh Ventures, LLC. |
| F8 | Such shares of Common Stock are held in the IRA of the reporting person's spouse. |
| F9 | Such shares of Common Stock are held in the reporting person's IRA. |
| F10 | The RSUs will vest in seven equal annual installments beginning on July 29, 2020. Common Stock will be delivered to the reporting person no later than 15 days after the RSUs vest. |
Chairman of the Board, President, and Chief Executive Officer