| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GO | Common Stock | Award | $0 | +69,507 | +185% | $0.000000 | 107,123 | 29 Feb 2024 | Direct | F1 |
| transaction | GO | Common Stock | Options Exercise | $2,139,000 | +300,000 | +280% | $7.13 | 407,123 | 01 Mar 2024 | Direct | |
| transaction | GO | Common Stock | Sale | $2,601,000 | -100,000 | -25% | $26.01 | 307,123 | 01 Mar 2024 | Direct | F2 |
| transaction | GO | Common Stock | Sale | $2,621,000 | -100,000 | -33% | $26.21 | 207,123 | 01 Mar 2024 | Direct | F3 |
| transaction | GO | Common Stock | Sale | $2,627,000 | -100,000 | -48% | $26.27 | 107,123 | 01 Mar 2024 | Direct | F4 |
| holding | GO | Common Stock | 2,026,670 | 29 Feb 2024 | By Lindberg Revocable Trust | F5 | |||||
| holding | GO | Common Stock | 401,500 | 29 Feb 2024 | By Lindberg Irrevocable Trust | F6 | |||||
| holding | GO | Common Stock | 460 | 29 Feb 2024 | By child | ||||||
| holding | GO | Common Stock | 460 | 29 Feb 2024 | By spouse |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GO | Stock Options (Right to Buy) | Options Exercise | $0 | -300,000 | -30% | $0.000000 | 707,779 | 01 Mar 2024 | Common Stock | 300,000 | $7.13 | Direct | F7 |
| Id | Content |
|---|---|
| F1 | Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 4, 2021. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.02, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.05 to $26.53, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.21 to $26.48, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F5 | Reflects shares directly held by The Lindberg Family Revocable Trust u/a/d 2/14/2006 of which Mr. Lindberg is a Trustee |
| F6 | Reflects shares directly held by the Lindberg Irrevocable Trust u/a/d 5/12/17 of which Mr. Lindberg is a Trustee. |
| F7 | These stock options are vested and exercisable, and have an expiration date of 10/21/2024. |