Pamela B. Burke - Aug 10, 2023 Form 4 Insider Report for Grocery Outlet Holding Corp. (GO)

Signature
/s/ Lauri Fischer, Lauri Fischer Attorney-in-Fact
Stock symbol
GO
Transactions as of
Aug 10, 2023
Transactions value $
-$202,895
Form type
4
Date filed
8/14/2023, 05:41 PM
Previous filing
Mar 7, 2023
Next filing
Mar 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GO Common Stock Sale -$203K -5.8K -10.3% $35.00 50.5K Aug 10, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 7, 2023.