| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GO | Common Stock | Options Exercise | $772,260 | +202,693 | +182% | $3.81* | 314,324 | 11 May 2023 | Direct | |
| transaction | GO | Common Stock | Sale | $6,033,507 | -199,785 | -64% | $30.20 | 114,539 | 11 May 2023 | Direct | F1 |
| transaction | GO | Common Stock | Sale | $90,701 | -2,908 | -2.5% | $31.19 | 111,631 | 11 May 2023 | Direct | F2 |
| transaction | GO | Common Stock | Options Exercise | $370,740 | +97,307 | +87% | $3.81* | 208,938 | 12 May 2023 | Direct | |
| transaction | GO | Common Stock | Sale | $2,935,752 | -97,307 | -47% | $30.17 | 111,631 | 12 May 2023 | Direct | F3 |
| holding | GO | Common Stock | 2,126,670 | 11 May 2023 | By Lindberg Revocable Trust | F4 | |||||
| holding | GO | Common Stock | 401,500 | 11 May 2023 | By Lindberg Irrevocable Trust | F5 | |||||
| holding | GO | Common Stock | 460 | 11 May 2023 | By spouse | ||||||
| holding | GO | Common Stock | 460 | 11 May 2023 | By child |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GO | Stock Options (Right to Buy) | Options Exercise | $0 | -202,693 | -42% | $0.000000 | 274,872 | 11 May 2023 | Common Stock | 202,693 | $3.81 | Direct | F6 |
| transaction | GO | Stock Options (Right to Buy) | Options Exercise | $0 | -97,307 | -35% | $0.000000 | 177,565 | 12 May 2023 | Common Stock | 97,307 | $3.81 | Direct | F6 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.995, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.28, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.425, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F4 | Reflects shares directly held by The Lindberg Family Revocable Trust u/a/d 2/14/2006 of which Mr. Lindberg is a Trustee. |
| F5 | Reflects shares directly held by the Lindberg Irrevocable Trust u/a/d 5/12/17 of which Mr. Lindberg is a Trustee. |
| F6 | These stock options are vested and exercisable and have an expiration date of 10/21/2024. |