Eric J. Lindberg Jr. - 02 Mar 2023 Form 4 Insider Report for Grocery Outlet Holding Corp. (GO)

Role
Director
Signature
/s/ Lauri Fischer, Lauri Fischer, attorney-in-fact
Issuer symbol
GO
Transactions as of
02 Mar 2023
Net transactions value
-$270,551
Form type
4
Filing time
06 Mar 2023, 16:38:17 UTC
Previous filing
31 Oct 2022
Next filing
07 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GO Common Stock Award $0 +114,954 +190% $0.000000 175,514 02 Mar 2023 Direct F1
transaction GO Common Stock Sale $270,551 -9,854 -5.6% $27.46 165,660 03 Mar 2023 Direct F2
holding GO Common Stock 2,126,670 02 Mar 2023 By Lindberg Revocable Trust F3
holding GO Common Stock 401,500 02 Mar 2023 By Lindberg Irrevocable Trust F4
holding GO Common Stock 460 02 Mar 2023 By spouse
holding GO Common Stock 460 02 Mar 2023 By child
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units granted to the reporting person on May 13, 2020.
F2 These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.
F3 Reflects shares directly held by The Lindberg Family Revocable Trust u/a/d 2/14/2006 of which Mr. Lindberg is a Trustee.
F4 Reflects shares directly held by the Lindberg Irrevocable Trust u/a/d 5/12/17 of which Mr. Lindberg is a Trustee.