Thomas F. Herman - 16 Nov 2022 Form 4 Insider Report for Grocery Outlet Holding Corp. (GO)

Role
Director
Signature
/s/ Lauri Fischer, Lauri Fischer, attorney-in-fact
Issuer symbol
GO
Transactions as of
16 Nov 2022
Net transactions value
-$63,383
Form type
4
Filing time
17 Nov 2022, 16:04:59 UTC
Previous filing
18 Oct 2022
Next filing
16 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GO Common Stock Gift $0 -5,483 -57% $0.000000 4,153 16 Nov 2022 Direct
transaction GO Common Stock Gift $0 +5,483 +15% $0.000000 41,400 16 Nov 2022 By Trust F1
transaction GO Common Stock Sale $63,383 -2,000 -4.8% $31.69 39,400 16 Nov 2022 By Trust F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.
F2 This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.32 to $32.3199, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.