| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GO | Common Stock | Options Exercise | $95.3K | +25K | +32.85% | $3.81* | 101K | Aug 15, 2022 | Direct | |
| transaction | GO | Common Stock | Sale | -$722K | -17.7K | -17.55% | $40.67 | 83.4K | Aug 15, 2022 | Direct | F1, F2 |
| transaction | GO | Common Stock | Sale | -$300K | -7.26K | -8.7% | $41.34 | 76.1K | Aug 15, 2022 | Direct | F1, F3 |
| transaction | GO | Common Stock | Sale | -$12.1M | -300K | -42.77% | $40.47 | 402K | Aug 15, 2022 | By Lindberg Irrevocable Trust | F4, F5 |
| transaction | GO | Common Stock | Sale | -$638K | -15.6K | -20.44% | $41.04 | 60.6K | Aug 16, 2022 | Direct | |
| holding | GO | Common Stock | 2.13M | Aug 15, 2022 | By Lindberg Revocable Trust | F6 | |||||
| holding | GO | Common Stock | 460 | Aug 15, 2022 | By child | ||||||
| holding | GO | Common Stock | 460 | Aug 15, 2022 | By spouse |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GO | Stock Options (Right to Buy) | Options Exercise | $0 | -25K | -4.29% | $0.00 | 558K | Aug 15, 2022 | Common Stock | 25K | $3.81 | Direct | F7 |
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.180 to $41.175, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.190 to $41.590, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.320 to $40.670, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| F5 | Reflects shares directly held by the Lindberg Irrevocable Trust u/a/d 5/12/17 of which Mr. Lindberg is a Trustee. |
| F6 | Reflects shares directly held by The Lindberg Family Revocable Trust u/a/d 2/14/2006 of which Mr. Lindberg is a Trustee. |
| F7 | These stock options are vested and exercisable. |