Charles Bracher - May 24, 2022 Form 4 Insider Report for Grocery Outlet Holding Corp. (GO)

Role
Chief Financial Officer
Signature
/s/ Lauri Fischer, Lauri Fischer, attorney-in-fact
Stock symbol
GO
Transactions as of
May 24, 2022
Transactions value $
-$1,019,700
Form type
4
Date filed
5/25/2022, 06:56 PM
Previous filing
May 13, 2022
Next filing
Jun 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GO Common Stock Options Exercise $114K +30K +38.84% $3.81* 107K May 24, 2022 Direct
transaction GO Common Stock Sale -$570K -15K -13.99% $38.00 92.2K May 24, 2022 Direct
transaction GO Common Stock Sale -$564K -15K -16.26% $37.60 77.2K May 24, 2022 Direct
holding GO Common Stock 1.41K May 24, 2022 By spouse
holding GO Common Stock 400 May 24, 2022 By child F1
holding GO Common Stock 400 May 24, 2022 By child F2
holding GO Common Stock 400 May 24, 2022 By child F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GO Stock Options (Right to Buy) Options Exercise $0 -30K -27.23% $0.00 80.2K May 24, 2022 Common Stock 30K $3.81 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares directly held by a trust for the benefit of the reporting person's eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
F2 Reflects shares directly held by a trust for the benefit of the reporting person's second eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
F3 Reflects shares directly held by a trust for the benefit of the reporting person's youngest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
F4 These stock options are vested and exercisable.