Pamela B. Burke - 04 Apr 2022 Form 4 Insider Report for Grocery Outlet Holding Corp. (GO)

Role
Chief Stores Officer, Interim General Counsel and Secretary
Signature
/s/ Lauri Fischer, Lauri Fischer Attorney-in-Fact
Issuer symbol
GO
Transactions as of
04 Apr 2022
Net transactions value
-$573,653
Form type
4
Filing time
05 Apr 2022, 17:44:52 UTC
Previous filing
09 Mar 2022
Next filing
08 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GO Common Stock Options Exercise $183,018 +22,567 +80% $8.11* 50,675 04 Apr 2022 Direct
transaction GO Common Stock Sale $756,672 -22,567 -45% $33.53 28,108 04 Apr 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GO Stock Options (Right to Buy) Options Exercise $0 -22,567 -100% $0.000000* 0 04 Apr 2022 Common Stock 22,567 $8.11 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.21 to $34.70, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3 Fully vested and exercisable.

Remarks:

Chief Stores Officer, Interim General Counsel and Secretary