Robert Joseph Sheedy Jr. - 10 Sep 2020 Form 4/A - Amendment Insider Report for Grocery Outlet Holding Corp. (GO)

Role
President
Signature
/s/ Pamela B. Burke, Pamela B. Burke, attorney-in-fact
Issuer symbol
GO
Transactions as of
10 Sep 2020
Net transactions value
-$443,125
Form type
4/A - Amendment
Filing time
07 Mar 2022, 18:46:19 UTC
Date Of Original Report
14 Sep 2020
Next filing
07 Mar 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GO Common Stock Options Exercise $47,625 +12,500 +51% $3.81* 37,059 10 Sep 2020 Direct
transaction GO Common Stock Sale $490,750 -12,500 -34% $39.26 24,559 10 Sep 2020 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GO Stock Options (Right to Buy) Options Exercise $0 -12,500 -4% $0.000000 298,311 10 Sep 2020 Common Stock 12,500 $3.81 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.
F2 Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

Remarks:

This Form 4 is being amended solely to restate the outstanding balances reported in Column 5 of Table 1. Due to an administrative error, such balances were incorrectly reported in the original Form 4 filed September 14, 2020.