S. MacGregor Read Jr. - Nov 11, 2021 Form 4 Insider Report for Grocery Outlet Holding Corp. (GO)

Role
Director
Signature
/s/ Pamela B. Burke, Pamela B. Burke, as Attorney-in-Fact
Stock symbol
GO
Transactions as of
Nov 11, 2021
Transactions value $
-$1,787,000
Form type
4
Date filed
11/12/2021, 04:04 PM
Previous filing
Sep 16, 2021
Next filing
Dec 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GO Common Stock Options Exercise $713K +100K +1022.6% $7.13* 110K Nov 11, 2021 Direct
transaction GO Common Stock Sale -$2.5M -100K -91.09% $25.00 9.78K Nov 11, 2021 Direct
holding GO Common Stock 2.31M Nov 11, 2021 By Trust F1
holding GO Common Stock 2.31M Nov 11, 2021 By Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GO Stock Options (Right to Buy) Options Exercise $0 -100K -100% $0.00* 0 Nov 11, 2021 Common Stock 100K $7.13 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares directly held by the Nordlingen Trust dated 1/23/2012, as amended and restated 9/17/2014 of which Mr. Read is a Trustee.
F2 Reflects shares directly held by the Redmond Trust dated 10/19/2003, as amended and restated 9/17/2014 of which Mr. Read is a Trustee.
F3 Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.