S. MacGregor Read Jr. - Nov 11, 2021 Form 4 Insider Report for Grocery Outlet Holding Corp. (GO)

Role
Director
Signature
/s/ Pamela B. Burke, Pamela B. Burke, as Attorney-in-Fact
Stock symbol
GO
Transactions as of
Nov 11, 2021
Transactions value $
-$1,787,000
Form type
4
Date filed
11/12/2021, 04:04 PM
Previous filing
Sep 16, 2021
Next filing
Dec 16, 2021

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GO Stock Options (Right to Buy) Options Exercise $0 -100K -100% $0.00* 0 Nov 11, 2021 Common Stock 100K $7.13 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares directly held by the Nordlingen Trust dated 1/23/2012, as amended and restated 9/17/2014 of which Mr. Read is a Trustee.
F2 Reflects shares directly held by the Redmond Trust dated 10/19/2003, as amended and restated 9/17/2014 of which Mr. Read is a Trustee.
F3 Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.