Zachary Kirkhorn - Sep 5, 2021 Form 4 Insider Report for Tesla, Inc. (TSLA)

Role
Chief Financial Officer
Signature
By: Aaron Beckman, Power of Attorney For: Zachary J. Kirkhorn
Stock symbol
TSLA
Transactions as of
Sep 5, 2021
Transactions value $
-$2,092,885
Form type
4
Date filed
9/8/2021, 08:27 PM
Previous filing
Aug 19, 2021
Next filing
Sep 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TSLA Common Stock Options Exercise $0 +4.5K +8.29% $0.00 58.8K Sep 5, 2021 Direct F1
transaction TSLA Common Stock Options Exercise $0 +907 +1.54% $0.00 59.7K Sep 5, 2021 Direct F1
transaction TSLA Common Stock Options Exercise $0 +216 +0.36% $0.00 59.9K Sep 5, 2021 Direct F1
transaction TSLA Common Stock Options Exercise $0 +312 +0.52% $0.00 60.2K Sep 5, 2021 Direct F1
transaction TSLA Common Stock Sale -$2.09M -2.78K -4.62% $752.90 57.4K Sep 7, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TSLA Restricted Stock Unit Options Exercise $0 -312 -100% $0.00* 0 Sep 5, 2021 Common Stock 312 $0.00 Direct F3
transaction TSLA Restricted Stock Unit Options Exercise $0 -216 -10.01% $0.00 1.94K Sep 5, 2021 Common Stock 216 $0.00 Direct F4
transaction TSLA Restricted Stock Unit Options Exercise $0 -907 -9.99% $0.00 8.17K Sep 5, 2021 Common Stock 907 $0.00 Direct F4
transaction TSLA Restricted Stock Unit Options Exercise $0 -4.5K -12.5% $0.00 31.5K Sep 5, 2021 Common Stock 4.5K $0.00 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on September 5, 2021.
F2 PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, THESE SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.
F3 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2021.
F4 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2023.
F5 1/8th of the total restricted stock units initially subject to this award vested on December 5, 2019, and 1/16th of the total units initially subject to this award vest every quarter thereafter, so that all such shares subject to this award will be fully vested on June 5, 2023.