Robyn M. Denholm - 01 Nov 2021 Form 4 Insider Report for Tesla, Inc. (TSLA)

Role
Director
Signature
By: Aaron Beckman, Power of Attorney For: Robyn M. Denholm
Issuer symbol
TSLA
Transactions as of
01 Nov 2021
Net transactions value
-$27,231,967
Form type
4
Filing time
03 Nov 2021, 20:03:50 UTC
Previous filing
03 Sep 2021
Next filing
03 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TSLA Common Stock Options Exercise $1,309,500 +25,000 +500% $52.38 30,000 01 Nov 2021 Direct F1
transaction TSLA Common Stock Sale $1,281,341 -1,133 -3.8% $1130.93 28,867 01 Nov 2021 Direct F1, F2
transaction TSLA Common Stock Sale $2,430,565 -2,147 -7.4% $1132.08 26,720 01 Nov 2021 Direct F1, F3
transaction TSLA Common Stock Sale $2,345,200 -2,070 -7.7% $1132.95 24,650 01 Nov 2021 Direct F1, F4
transaction TSLA Common Stock Sale $566,832 -500 -2% $1133.66 24,150 01 Nov 2021 Direct F1, F5
transaction TSLA Common Stock Sale $113,686 -100 -0.41% $1136.86 24,050 01 Nov 2021 Direct F1
transaction TSLA Common Stock Sale $113,794 -100 -0.42% $1137.94 23,950 01 Nov 2021 Direct F1
transaction TSLA Common Stock Sale $1,357,839 -1,191 -5% $1140.08 22,759 01 Nov 2021 Direct F1, F6
transaction TSLA Common Stock Sale $803,595 -704 -3.1% $1141.47 22,055 01 Nov 2021 Direct F1, F7
transaction TSLA Common Stock Sale $548,445 -480 -2.2% $1142.59 21,575 01 Nov 2021 Direct F1, F8
transaction TSLA Common Stock Sale $609,710 -533 -2.5% $1143.92 21,042 01 Nov 2021 Direct F1, F9
transaction TSLA Common Stock Sale $16,373,386 -14,300 -68% $1144.99 6,742 01 Nov 2021 Direct F1, F10
transaction TSLA Common Stock Sale $1,480,783 -1,292 -19% $1146.12 5,450 01 Nov 2021 Direct F1, F11
transaction TSLA Common Stock Sale $516,290 -450 -8.3% $1147.31 5,000 01 Nov 2021 Direct F1, F12

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TSLA Non-Qualified Stock Option (right to buy) Options Exercise $0 -25,000 -20% $0.000000 100,000 01 Nov 2021 Common Stock 25,000 $52.38 Direct F1, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 THE TRANSACTIONS REPORTED ON THIS FORM 4 WERE AUTOMATICALLY EFFECTED PURSUANT TO A RULE 10B5-1 TRADING PLAN PREVIOUSLY ADOPTED ON FEBRUARY 10, 2021 AND ESTABLISHED BY THE REPORTING PERSON FOR THE PURPOSE OF AN ORDERLY LIQUIDATION OF OPTIONS SCHEDULED TO EXPIRE IN 2022.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,130.570 to $1,131.480, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,131.600 to $1,132.580, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,132.610 to $1,133.570, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,133.630 to $1,133.710, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,139.800 to $1,140.790, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,140.800 to $1,141.760, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,142.220 to 1,143.180, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,143.250 to $1,144.155, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,144.470 to $1,145.300, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,145.730 to $1,146.340, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,146.940 to $1,147.840, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13 This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary of June 18, 2015, such that all shares subject to the award became fully vested and exercisable by June 18, 2018.