Anthony S. Barry - Jan 26, 2024 Form 4 Insider Report for Capitol Federal Financial, Inc. (CFFN)

Role
Executive Vice President
Signature
/s/ Kent G Townsend, under Power of Attorney
Stock symbol
CFFN
Transactions as of
Jan 26, 2024
Transactions value $
$2,566
Form type
4
Date filed
1/29/2024, 03:41 PM
Previous filing
Jan 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFFN CFFN common stock Purchase $2.57K +399 +0.73% $6.43 55.4K Jan 26, 2024 Direct
holding CFFN CFFN common stock 6.18K Jan 26, 2024 ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CFFN CFFN Phantom Stock 2021 4.81K Jan 26, 2024 CFFN common stock 4.81K $11.33 Direct F1
holding CFFN CFFN Phantom Stock 2022 8.08K Jan 26, 2024 CFFN common stock 8.08K $8.65 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.