Anthony S. Barry - Nov 1, 2023 Form 4 Insider Report for Capitol Federal Financial, Inc. (CFFN)

Role: Executive Vice President
Signature: /s/ Kent G. Townsend, under Power of Attorney
Stock symbol: CFFN
Transactions as of: Nov 1, 2023
Transactions value $: $2,540
Form type: 4
Date filed: 11/2/2023, 02:47 PM
Previous filing: Oct 31, 2023
Next filing: Jan 2, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CFFN	CFFN common stock	Purchase	$2.54K	+500	+0.92%	$5.08	55K	Nov 1, 2023	Direct
holding	CFFN	CFFN common stock						4.59K	Nov 1, 2023	ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CFFN	CFFN Phantom Stock 2020						1.69K	Nov 1, 2023	CFFN common stock	1.69K	$12.50	Direct	F1
holding	CFFN	CFFN Phantom Stock 2021						4.81K	Nov 1, 2023	CFFN common stock	4.81K	$11.33	Direct	F1
holding	CFFN	CFFN Phantom Stock 2022						8.08K	Nov 1, 2023	CFFN common stock	8.08K	$8.65	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.