Anthony S. Barry - 01 Nov 2023 Form 4 Insider Report for Capitol Federal Financial, Inc. (CFFN)

Role: Executive Vice President
Signature: /s/ Kent G. Townsend, under Power of Attorney
Issuer symbol: CFFN
Transactions as of: 01 Nov 2023
Net transactions value: +$2,540
Form type: 4
Filing time: 02 Nov 2023, 14:47:40 UTC
Previous filing: 31 Oct 2023
Next filing: 02 Jan 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CFFN	CFFN common stock	Purchase	$2,540	+500	+0.92%	$5.08	54,977	01 Nov 2023	Direct
holding	CFFN	CFFN common stock						4,585	01 Nov 2023	ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CFFN	CFFN Phantom Stock 2020						1,687	01 Nov 2023	CFFN common stock	1,687	$12.50	Direct	F1
holding	CFFN	CFFN Phantom Stock 2021						4,810	01 Nov 2023	CFFN common stock	4,810	$11.33	Direct	F1
holding	CFFN	CFFN Phantom Stock 2022						8,080	01 Nov 2023	CFFN common stock	8,080	$8.65	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.