Jonathan Holtaway - Nov 13, 2024 Form 4 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role: Director
Signature: /s/ Arla R. Surls, Attorney-in-Fact, for Jonathan D. Holtaway
Stock symbol: HWBK
Transactions as of: Nov 13, 2024
Transactions value $: -$276,503
Form type: 4
Date filed: 11/15/2024, 11:33 AM
Previous filing: May 14, 2024
Next filing: Dec 6, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HWBK	Common Stock	Sale	-$144K	-5.05K	-1.24%	$28.57	402K	Nov 13, 2024	By Ategra Community Financial Institution Fund, LP	F1
transaction	HWBK	Common Stock	Sale	-$132K	-4.62K	-1.15%	$28.62	398K	Nov 14, 2024	By Ategra Community Financial Institution Fund, LP	F1
holding	HWBK	Common Stock						28.5K	Nov 13, 2024	By IRA

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person serves as an owner and managing member of the general partner of Ategra Community Financial Institution Fund, LP (the "Fund"), as an owner, president and managing member of the registered investment advisor founded by the reporting person to manage the Fund, and as co-portfolio manager of the Fund. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Content

The reporting person serves as an owner and managing member of the general partner of Ategra Community Financial Institution Fund, LP (the "Fund"), as an owner, president and managing member of the registered investment advisor founded by the reporting person to manage the Fund, and as co-portfolio manager of the Fund. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.