Jonathan D. Holtaway - 13 Nov 2024 Form 4 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role: Director
Signature: /s/ Arla R. Surls, Attorney-in-Fact, for Jonathan D. Holtaway
Issuer symbol: HWBK
Transactions as of: 13 Nov 2024
Net transactions value: -$276,503
Form type: 4
Filing time: 15 Nov 2024, 11:33:01 UTC
Previous filing: 14 May 2024
Next filing: 06 Dec 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HWBK	Common Stock	Sale	$144,364	-5,053	-1.2%	$28.57	402,460	13 Nov 2024	By Ategra Community Financial Institution Fund, LP	F1
transaction	HWBK	Common Stock	Sale	$132,139	-4,617	-1.1%	$28.62	397,843	14 Nov 2024	By Ategra Community Financial Institution Fund, LP	F1
holding	HWBK	Common Stock						28,500	13 Nov 2024	By IRA

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person serves as an owner and managing member of the general partner of Ategra Community Financial Institution Fund, LP (the "Fund"), as an owner, president and managing member of the registered investment advisor founded by the reporting person to manage the Fund, and as co-portfolio manager of the Fund. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Content

The reporting person serves as an owner and managing member of the general partner of Ategra Community Financial Institution Fund, LP (the "Fund"), as an owner, president and managing member of the registered investment advisor founded by the reporting person to manage the Fund, and as co-portfolio manager of the Fund. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.