Jared Brandman - Nov 18, 2021 Form 4 Insider Report for National Vision Holdings, Inc. (EYE)

Signature
/s/ Jared Brandman
Stock symbol
EYE
Transactions as of
Nov 18, 2021
Transactions value $
$0
Form type
4
Date filed
11/22/2021, 03:39 PM
Previous filing
Aug 24, 2021
Next filing
Feb 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EYE Common Stock Options Exercise $0 +5.49K +77.23% $0.00 12.6K Nov 18, 2021 Direct F1, F2
transaction EYE Common Stock Tax liability -2.48K -19.66% 10.1K Nov 18, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EYE Restricted Stock Units Options Exercise $0 -5.49K -38.95% $0.00 8.6K Nov 18, 2021 Common Stock 5.49K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of NVHI common stock.
F2 These shares include 2,220 shares that were acquired pursuant to the employee stock purchase plan, which acquisitions are exempt from Section 16.
F3 On November 18, 2021, 5,488 restricted stock units vested and 2,476 shares of the Company's common stock were withheld to satisfy tax withholding obligations. The closing price on November 18, 2021 of the Company's common stock on NASDAQ was $48.330 per share.
F4 On November 18, 2019, the reporting person was granted 5,488 restricted stock units, which will vest in three installments, with 5,488 shares vesting on the second anniversary of the grant date, 2,744 shares vesting on the third anniversary of the grant date and 2,745 shares vesting on the fourth anniversary of the grant date.