A. Haag Sherman - 19 Aug 2021 Form 4 Insider Report for Tectonic Financial, Inc. (TECTP)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Sherman A. Haag
Issuer symbol
TECTP
Transactions as of
19 Aug 2021
Net transactions value
-$300,000
Form type
4
Filing time
23 Aug 2021, 16:03:16 UTC
Previous filing
02 Jul 2021
Next filing
04 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TECTP Common Stock Sale $120,000 -12,000 -0.69% $10.00 1,739,000 19 Aug 2021 See footnote F1
transaction TECTP Common Stock Sale $105,000 -10,500 -2.8% $10.00 370,000 19 Aug 2021 See footnote F2
transaction TECTP Common Stock Sale $75,000 -7,500 -38% $10.00 12,000 19 Aug 2021 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by The Sherman 2018 Irrevocable Trust for which the Reporting Person serves as trustee.
F2 These shares are held by Sherman Tectonic FLP LP for which the Reporting Person serves as the Chief Executive Officer of the general partner.
F3 These shares are held by individual retirement account.