A. Haag Sherman - Aug 19, 2021 Form 4 Insider Report for Tectonic Financial, Inc. (TECTP)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Sherman A. Haag
Stock symbol
TECTP
Transactions as of
Aug 19, 2021
Transactions value $
-$300,000
Form type
4
Date filed
8/23/2021, 04:03 PM
Previous filing
Jul 2, 2021
Next filing
Oct 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TECTP Common Stock Sale -$120K -12K -0.69% $10.00 1.74M Aug 19, 2021 See footnote F1
transaction TECTP Common Stock Sale -$105K -10.5K -2.76% $10.00 370K Aug 19, 2021 See footnote F2
transaction TECTP Common Stock Sale -$75K -7.5K -38.46% $10.00 12K Aug 19, 2021 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by The Sherman 2018 Irrevocable Trust for which the Reporting Person serves as trustee.
F2 These shares are held by Sherman Tectonic FLP LP for which the Reporting Person serves as the Chief Executive Officer of the general partner.
F3 These shares are held by individual retirement account.