Sreeniwas Prabhu - Sep 28, 2022 Form 3/A Insider Report for Angel Oak Mortgage REIT, Inc. (AOMR)

Role
CEO & President
Signature
/s/ David Gordon, as attorney-in-fact for Sreeniwas Prabhu
Stock symbol
AOMR
Transactions as of
Sep 28, 2022
Transactions value $
$0
Form type
3/A
Date filed
7/30/2024, 04:38 PM
Date Of Original Report
Oct 4, 2022
Previous filing
Aug 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AOMR Common Stock 315K Sep 28, 2022 By Falcons I, LLC F1
holding AOMR Common Stock 66.5K Sep 28, 2022 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is one of two members of Falcons I, LLC and, accordingly, may be deemed to be the beneficial owner of the shares held by Falcons I, LLC. The reporting person disclaims beneficial ownership of the shares of common stock held by Falcons I, LLC, except to the extent of his pecuniary interest therein.
F2 Of this number, 25,732 shares were received in connection with the closing of the Issuer's initial public offering, via a distribution of 25,732 shares from Angel Oak Mortgage Fund, L.P., pursuant to the terms of its limited partnership agreement, representing his pro rata limited partnership interest, which acquisition should be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 under the Exchange Act.
F3 Of this number, 15,789 shares of restricted stock were granted on June 21, 2021, vesting in three equal annual installments commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting date.
F4 Includes 25,000 shares that were inadvertently not previously reported.