| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PNTG | Common Stock | Options Exercise | $111 | +15 | +0.02% | $7.42 | 80.2K | Aug 27, 2024 | Direct | F1 |
| transaction | PNTG | Common Stock | Options Exercise | $18.6K | +2.5K | +3.12% | $7.42 | 82.7K | Aug 27, 2024 | Direct | F1 |
| transaction | PNTG | Common Stock | Sale | -$48.9K | -1.41K | -1.7% | $34.74 | 81.3K | Aug 27, 2024 | Direct | F1, F2 |
| transaction | PNTG | Common Stock | Sale | -$382 | -11 | -0.01% | $34.74 | 81.2K | Aug 27, 2024 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PNTG | Stock Option (right to buy) | Options Exercise | -$111 | -15 | -0.6% | $7.42 | 2.5K | Aug 27, 2024 | Common Stock | 15 | $7.42 | Direct | F1 |
| transaction | PNTG | Stock Option (right to buy) | Options Exercise | -$18.6K | -2.5K | -100% | $7.42 | 0 | Aug 27, 2024 | Common Stock | 2.5K | $7.42 | Direct | F1, F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2024. |
| F2 | This transaction was executed in multiple trades at the price of $34.741. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares executed at each transaction. |
| F3 | This transaction was executed in multiple trades at the price of $7.42. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares executed at each transaction. |
This Form 4 is being filed late due to inadvertent administrative error.