Derek J. Bunker - Dec 2, 2022 Form 4 Insider Report for Pennant Group, Inc. (PNTG)

Role
Chief Investment Officer
Signature
/s/ Derek J. Bunker
Stock symbol
PNTG
Transactions as of
Dec 2, 2022
Transactions value $
$66,789
Form type
4
Date filed
12/16/2022, 05:11 PM
Previous filing
Jul 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PNTG Common Stock Options Exercise $66.1K +6.29K +12.11% $10.52 58.2K Dec 2, 2022 Direct
transaction PNTG Common Stock Options Exercise $99.2K +9.43K +16.2% $10.52 67.6K Dec 2, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PNTG Stock Option (right to buy) Options Exercise -$39.8K -6.29K -100% $6.33 0 Dec 2, 2022 Common Stock 6.29K $6.33 Direct F1
transaction PNTG Stock Option (right to buy) Options Exercise -$58.7K -9.43K -100% $6.23 0 Dec 2, 2022 Common Stock 9.43K $6.23 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options assumed on October 1, 2019 by the Registrant under The Ensign Group, Inc. 2007 Omnibus Incentive Plan as a result of the Spin-off. 6,286 of these options have vested.
F2 Options assumed on October 1, 2019 by the Registrant under The Ensign Group, Inc. 2007 Omnibus Incentive Plan as a result of the Spin-off. 9,429 of these options have vested.

Remarks:

This Form 4 is being filed late due to inadvertent administrative error.