Derek J. Bunker - 02 Dec 2022 Form 4 Insider Report for Pennant Group, Inc. (PNTG)

Role
Chief Investment Officer
Signature
/s/ Derek J. Bunker
Issuer symbol
PNTG
Transactions as of
02 Dec 2022
Net transactions value
+$66,789
Form type
4
Filing time
16 Dec 2022, 17:11:29 UTC
Previous filing
27 Jul 2022
Next filing
06 Jan 2026
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PNTG Common Stock Options Exercise $66,129 +6,286 +12% $10.52 58,205 02 Dec 2022 Direct
transaction PNTG Common Stock Options Exercise $99,193 +9,429 +16% $10.52 67,634 02 Dec 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PNTG Stock Option (right to buy) Options Exercise $39,790 -6,286 -100% $6.33 0 02 Dec 2022 Common Stock 6,286 $6.33 Direct F1
transaction PNTG Stock Option (right to buy) Options Exercise $58,743 -9,429 -100% $6.23 0 02 Dec 2022 Common Stock 9,429 $6.23 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options assumed on October 1, 2019 by the Registrant under The Ensign Group, Inc. 2007 Omnibus Incentive Plan as a result of the Spin-off. 6,286 of these options have vested.
F2 Options assumed on October 1, 2019 by the Registrant under The Ensign Group, Inc. 2007 Omnibus Incentive Plan as a result of the Spin-off. 9,429 of these options have vested.

Remarks:

This Form 4 is being filed late due to inadvertent administrative error.