Douglas J. Sharp - 31 Aug 2024 Form 4 Insider Report for Invesco Ltd. (IVZ)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Sep 2024, 13:42:59 UTC
Prior SEC filing
01 Mar 2024
Next SEC filing
17 Jan 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Rebecca Smith, as Attorney-in-Fact

Key filing fact

Douglas J. Sharp filed Form 4 for Invesco Ltd. (IVZ) on 04 Sep 2024.

Key facts

  • This page summarizes Douglas J. Sharp's Form 4 filing for Invesco Ltd. (IVZ).
  • 12 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 04 Sep 2024, 13:42.

Change

  • Previous filing in this sequence was filed on 01 Mar 2024.
  • Current net transaction value: -$395,804.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

IVZ transaction

Common Shares

Award

Transaction value
$0
Shares
+15,104
Change %
+18%
Price
$0.000000
Shares after
98,850
Date
31 Aug 2024
Ownership
Direct
IVZ transaction

Common Shares

Tax liability

Transaction value
$121,322
Shares
-7,099
Change %
-7.2%
Price
$17.09
Shares after
91,751
Date
31 Aug 2024
Ownership
Direct
IVZ transaction

Common Shares

Award

Transaction value
$0
Shares
+8,731
Change %
+9.5%
Price
$0.000000
Shares after
100,482
Date
31 Aug 2024
Ownership
Direct
IVZ transaction

Common Shares

Tax liability

Transaction value
$70,137
Shares
-4,104
Change %
-4.1%
Price
$17.09
Shares after
96,378
Date
31 Aug 2024
Ownership
Direct
IVZ transaction

Common Shares

Award

Transaction value
$0
Shares
+13,547
Change %
+14%
Price
$0.000000
Shares after
109,925
Date
31 Aug 2024
Ownership
Direct
IVZ transaction

Common Shares

Tax liability

Transaction value
$108,829
Shares
-6,368
Change %
-5.8%
Price
$17.09
Shares after
103,557
Date
31 Aug 2024
Ownership
Direct
IVZ transaction

Common Shares

Award

Transaction value
$0
Shares
+11,891
Change %
+11%
Price
$0.000000
Shares after
115,448
Date
31 Aug 2024
Ownership
Direct
IVZ transaction

Common Shares

Tax liability

Transaction value
$95,516
Shares
-5,589
Change %
-4.8%
Price
$17.09
Shares after
109,859
Date
31 Aug 2024
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

IVZ transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-15,104
Change %
-100%
Price
$0.000000
Shares after
0
Date
31 Aug 2024
Ownership
Direct
Underlying class
Common Shares
Underlying amount
15,104
Exercise price
$0.000000
Footnotes
F1, F2
IVZ transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-8,731
Change %
-50%
Price
$0.000000
Shares after
8,731
Date
31 Aug 2024
Ownership
Direct
Underlying class
Common Shares
Underlying amount
8,731
Exercise price
$0.000000
Footnotes
F1, F2
IVZ transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-13,547
Change %
-33%
Price
$0.000000
Shares after
27,095
Date
31 Aug 2024
Ownership
Direct
Underlying class
Common Shares
Underlying amount
13,547
Exercise price
$0.000000
Footnotes
F1, F2
IVZ transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-11,891
Change %
-25%
Price
$0.000000
Shares after
35,674
Date
31 Aug 2024
Ownership
Direct
Underlying class
Common Shares
Underlying amount
11,891
Exercise price
$0.000000
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

Footnote F2

The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

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