Douglas J. Sharp - 31 Aug 2024 Form 4 Insider Report for Invesco Ltd. (IVZ)

Role
Senior Managing Director
Signature
/s/ Rebecca Smith, as Attorney-in-Fact
Issuer symbol
IVZ
Transactions as of
31 Aug 2024
Net transactions value
-$395,804
Form type
4
Filing time
04 Sep 2024, 13:42:59 UTC
Previous filing
01 Mar 2024
Next filing
17 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IVZ Common Shares Award $0 +15,104 +18% $0.000000 98,850 31 Aug 2024 Direct
transaction IVZ Common Shares Tax liability $121,322 -7,099 -7.2% $17.09 91,751 31 Aug 2024 Direct
transaction IVZ Common Shares Award $0 +8,731 +9.5% $0.000000 100,482 31 Aug 2024 Direct
transaction IVZ Common Shares Tax liability $70,137 -4,104 -4.1% $17.09 96,378 31 Aug 2024 Direct
transaction IVZ Common Shares Award $0 +13,547 +14% $0.000000 109,925 31 Aug 2024 Direct
transaction IVZ Common Shares Tax liability $108,829 -6,368 -5.8% $17.09 103,557 31 Aug 2024 Direct
transaction IVZ Common Shares Award $0 +11,891 +11% $0.000000 115,448 31 Aug 2024 Direct
transaction IVZ Common Shares Tax liability $95,516 -5,589 -4.8% $17.09 109,859 31 Aug 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IVZ Restricted Stock Units Options Exercise $0 -15,104 -100% $0.000000 0 31 Aug 2024 Common Shares 15,104 $0.000000 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -8,731 -50% $0.000000 8,731 31 Aug 2024 Common Shares 8,731 $0.000000 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -13,547 -33% $0.000000 27,095 31 Aug 2024 Common Shares 13,547 $0.000000 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -11,891 -25% $0.000000 35,674 31 Aug 2024 Common Shares 11,891 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
F2 The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.