James Gordon Samson - Jul 6, 2021 Form 3 Insider Report for CLARIVATE Plc (CLVT)

Role
President, IP Group
Signature
/s/ Julio Martin, attorney-in-fact
Stock symbol
CLVT
Transactions as of
Jul 6, 2021
Transactions value $
$0
Form type
3
Date filed
7/14/2021, 05:41 PM
Next filing
Aug 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CLVT Ordinary Shares 1.1M Jul 6, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CLVT Phantom Shares Jul 6, 2021 Ordinary Shares 41.7K $0.00 By Capri Acquisition Topco Limited F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents ordinary shares of the Issuer held by Capri Acquisition Topco Limited ("Capri TopCo"), pursuant to the CPA Global Employee Phantom Share Plan (the "Phantom Plan"), under which the reporting person was granted phantom awards that will become vested on October 1, 2021, subject to the reporting person's continued employment through such date, in accordance with the terms and conditions of the Phantom Plan. The ultimate value of the phantom awards, which can be settled only in cash, will be based on the value of the ordinary shares of the Issuer when sold by Capri TopCo (or by an employee benefit trust on behalf of the reporting person).