Jeff Roy - Jun 14, 2021 Form 4 Insider Report for CLARIVATE Plc (CLVT)

Role: President, IP Group
Signature: /s/ Stephen Hartman, attorney-in-fact
Stock symbol: CLVT
Transactions as of: Jun 14, 2021
Transactions value $: -$2,330,883
Form type: 4
Date filed: 6/15/2021, 04:55 PM

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CLVT	Ordinary Shares	Options Exercise	$824K	+79.3K	+163.82%	$10.39	128K	Jun 14, 2021	Direct
transaction	CLVT	Ordinary Shares	Options Exercise	$1.31M	+92.5K	+72.44%	$14.18	220K	Jun 14, 2021	Direct
transaction	CLVT	Ordinary Shares	Tax liability	-$2.14M	-82.1K	-37.3%	$26.00	138K	Jun 14, 2021	Direct	F1
transaction	CLVT	Ordinary Shares	Sale	-$2.33M	-89.6K	-64.94%	$26.00	48.4K	Jun 14, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CLVT	Stock Options	Options Exercise	$0	-79.3K	-100%	$0.00^*	0	Jun 14, 2021	Ordinary Shares	79.3K	$10.39	Direct	F2
transaction	CLVT	Stock Options	Options Exercise	$0	-92.5K	-70%	$0.00	39.6K	Jun 14, 2021	Ordinary Shares	92.5K	$14.18	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares withheld for payment of exercise price.
F2	Represents the remaining portion of a September 5, 2017 grant of stock options; 33.3% of the reported stock options vested on July 1, 2020 and 66.7% of the reported stock options vested on November 30, 2020.
F3	Represents a September 5, 2017 grant of stock options; 20% became exercisable on each of July 1, 2018, July 1, 2019, and July 1, 2020 and 40% of the stock options became exercisable on November 30, 2020.