Jeff Roy - 14 Jun 2021 Form 4 Insider Report for CLARIVATE Plc (CLVT)

Signature
/s/ Stephen Hartman, attorney-in-fact
Issuer symbol
CLVT
Transactions as of
14 Jun 2021
Net transactions value
-$2,330,883
Form type
4
Filing time
15 Jun 2021, 16:55:44 UTC

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLVT Ordinary Shares Options Exercise $823,740 +79,282 +164% $10.39 127,678 14 Jun 2021 Direct
transaction CLVT Ordinary Shares Options Exercise $1,311,579 +92,495 +72% $14.18 220,173 14 Jun 2021 Direct
transaction CLVT Ordinary Shares Tax liability $2,135,354 -82,129 -37% $26.00 138,044 14 Jun 2021 Direct F1
transaction CLVT Ordinary Shares Sale $2,330,848 -89,648 -65% $26.00 48,396 14 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLVT Stock Options Options Exercise $0 -79,282 -100% $0.000000* 0 14 Jun 2021 Ordinary Shares 79,282 $10.39 Direct F2
transaction CLVT Stock Options Options Exercise $0 -92,495 -70% $0.000000 39,641 14 Jun 2021 Ordinary Shares 92,495 $14.18 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld for payment of exercise price.
F2 Represents the remaining portion of a September 5, 2017 grant of stock options; 33.3% of the reported stock options vested on July 1, 2020 and 66.7% of the reported stock options vested on November 30, 2020.
F3 Represents a September 5, 2017 grant of stock options; 20% became exercisable on each of July 1, 2018, July 1, 2019, and July 1, 2020 and 40% of the stock options became exercisable on November 30, 2020.