Richard Hanks - Jun 14, 2021 Form 4 Insider Report for CLARIVATE Plc (CLVT)

Role
Chief Financial Officer
Signature
/s/ Stephen Hartman, attorney-in-fact
Stock symbol
CLVT
Transactions as of
Jun 14, 2021
Transactions value $
-$3,231,790
Form type
4
Date filed
6/15/2021, 04:51 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLVT Ordinary Shares Options Exercise $489K +74K +110.64% $6.61 141K Jun 14, 2021 Direct
transaction CLVT Ordinary Shares Options Exercise $549K +52.9K +37.52% $10.39 194K Jun 14, 2021 Direct
transaction CLVT Ordinary Shares Options Exercise $749K +52.9K +27.28% $14.18 247K Jun 14, 2021 Direct
transaction CLVT Ordinary Shares Options Exercise $570K +31.7K +12.86% $17.96 278K Jun 14, 2021 Direct
transaction CLVT Ordinary Shares Options Exercise $31.4K +4.76K +1.71% $6.61 283K Jun 14, 2021 Direct
transaction CLVT Ordinary Shares Tax liability -$2.39M -91.9K -32.46% $26.00 191K Jun 14, 2021 Direct F1
transaction CLVT Ordinary Shares Sale -$3.23M -124K -65.02% $26.00 66.9K Jun 14, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLVT Stock Options Options Exercise $0 -74K -50% $0.00 74K Jun 14, 2021 Ordinary Shares 74K $6.61 Direct F2
transaction CLVT Stock Options Options Exercise $0 -52.9K -50% $0.00 52.9K Jun 14, 2021 Ordinary Shares 52.9K $10.39 Direct F2
transaction CLVT Stock Options Options Exercise $0 -52.9K -50% $0.00 52.9K Jun 14, 2021 Ordinary Shares 52.9K $14.18 Direct F2
transaction CLVT Stock Options Options Exercise $0 -31.7K -50% $0.00 31.7K Jun 14, 2021 Ordinary Shares 31.7K $17.96 Direct F2
transaction CLVT Stock Options Options Exercise $0 -4.76K -50.01% $0.00 4.76K Jun 14, 2021 Ordinary Shares 4.76K $6.61 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld for payment of exercise price.
F2 Represents the remaining un-exercised portion of a March 3, 2017 grant of stock options; the reported stock options became exercisable on November 30, 2020.
F3 Represents the remaining unexercised portion of a May 23, 2017 grant of stock options; 50% of the reported stock options became exercisable on each of October 3, 2020 and November 30, 2020.