Richard Hanks - 14 Jun 2021 Form 4 Insider Report for CLARIVATE Plc (CLVT)

Role
Chief Financial Officer
Signature
/s/ Stephen Hartman, attorney-in-fact
Issuer symbol
CLVT
Transactions as of
14 Jun 2021
Net transactions value
-$3,231,790
Form type
4
Filing time
15 Jun 2021, 16:51:38 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLVT Ordinary Shares Options Exercise $489,120 +73,997 +111% $6.61 140,880 14 Jun 2021 Direct
transaction CLVT Ordinary Shares Options Exercise $549,153 +52,854 +38% $10.39 193,734 14 Jun 2021 Direct
transaction CLVT Ordinary Shares Options Exercise $749,470 +52,854 +27% $14.18 246,588 14 Jun 2021 Direct
transaction CLVT Ordinary Shares Options Exercise $569,548 +31,712 +13% $17.96 278,300 14 Jun 2021 Direct
transaction CLVT Ordinary Shares Options Exercise $31,444 +4,757 +1.7% $6.61 283,057 14 Jun 2021 Direct
transaction CLVT Ordinary Shares Tax liability $2,388,802 -91,877 -32% $26.00 191,180 14 Jun 2021 Direct F1
transaction CLVT Ordinary Shares Sale $3,231,722 -124,297 -65% $26.00 66,883 14 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLVT Stock Options Options Exercise $0 -73,997 -50% $0.000000 73,997 14 Jun 2021 Ordinary Shares 73,997 $6.61 Direct F2
transaction CLVT Stock Options Options Exercise $0 -52,854 -50% $0.000000 52,854 14 Jun 2021 Ordinary Shares 52,854 $10.39 Direct F2
transaction CLVT Stock Options Options Exercise $0 -52,854 -50% $0.000000 52,854 14 Jun 2021 Ordinary Shares 52,854 $14.18 Direct F2
transaction CLVT Stock Options Options Exercise $0 -31,712 -50% $0.000000 31,713 14 Jun 2021 Ordinary Shares 31,712 $17.96 Direct F2
transaction CLVT Stock Options Options Exercise $0 -4,757 -50% $0.000000 4,756 14 Jun 2021 Ordinary Shares 4,757 $6.61 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld for payment of exercise price.
F2 Represents the remaining un-exercised portion of a March 3, 2017 grant of stock options; the reported stock options became exercisable on November 30, 2020.
F3 Represents the remaining unexercised portion of a May 23, 2017 grant of stock options; 50% of the reported stock options became exercisable on each of October 3, 2020 and November 30, 2020.