Clive Snowdon - Jun 7, 2023 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Director
Signature
/s/ Megan E. Glise under Power of Attorney for Clive Snowdon
Stock symbol
LXFR
Transactions as of
Jun 7, 2023
Transactions value $
-$37,451
Form type
4
Date filed
6/8/2023, 03:36 PM
Previous filing
Jun 9, 2022
Next filing
Jun 6, 2024
SEC
View on sec.gov

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Restricted Stock Units Options Exercise -5.15K -100% 0 Jun 7, 2023 Ordinary Shares 5.15K By Spouse F1, F2, F3
transaction LXFR Restricted Stock Units Award +4.96K 4.96K Jun 7, 2023 Ordinary Shares 4.96K By Spouse F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F2 Shares held in an account owned solely by the Reporting Person's spouse.
F3 The Restricted Stock Units fully vested on June 7, 2023. The amount above includes 168 Restricted Stock Units accrued related to dividend reinvestment rights.
F4 The Restricted Stock Units vest on the date immediately preceding the Issuer's 2024 Annual General Meeting of Shareholders.