Graham Wardlow - Aug 3, 2022 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Managing Director, Luxfer MEL Technologies
Signature
/s/ Megan E. Glise under Power of Attorney for Graham Wardlow
Stock symbol
LXFR
Transactions as of
Aug 3, 2022
Transactions value $
-$31,856
Form type
4
Date filed
8/5/2022, 04:09 PM
Previous filing
Mar 15, 2022
Next filing
Mar 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +800 +3.34% 24.8K Aug 3, 2022 Direct F1, F2
transaction LXFR Ordinary Shares Options Exercise +65 +0.26% 24.8K Aug 3, 2022 Direct F3
transaction LXFR Ordinary Shares Options Exercise +1.29K +5.18% 26.1K Aug 3, 2022 Direct F1
transaction LXFR Ordinary Shares Options Exercise +71 +0.27% 26.2K Aug 3, 2022 Direct F3
transaction LXFR Ordinary Shares Options Exercise +800 +3.06% 27K Aug 3, 2022 Direct F1
transaction LXFR Ordinary Shares Options Exercise +19 +0.07% 27K Aug 3, 2022 Direct F3
transaction LXFR Ordinary Shares Options Exercise +720 +2.67% 27.7K Aug 3, 2022 Direct F1
transaction LXFR Ordinary Shares Tax liability -$31.9K -1.93K -6.97% $16.48 25.8K Aug 3, 2022 Direct
holding LXFR Ordinary Shares 7.52K Aug 3, 2022 By spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Stock Options (Right to Buy) Options Exercise -800 -50% 800 Aug 3, 2022 Ordinary Shares 800 Direct F1, F4
transaction LXFR Dividend Equivalent Rights Options Exercise -65 -48.51% 69 Aug 3, 2022 Ordinary Shares 65 Direct F3
transaction LXFR Stock Options (Right to Buy) Options Exercise -1.29K -33.33% 2.57K Aug 3, 2022 Ordinary Shares 1.29K Direct F1, F5
transaction LXFR Dividend Equivalent Rights Options Exercise -71 -31.14% 157 Aug 3, 2022 Ordinary Shares 71 Direct F3
transaction LXFR Stock Options (Right to Buy) Options Exercise -800 -25% 2.4K Aug 3, 2022 Ordinary Shares 800 Direct F1, F6
transaction LXFR Dividend Equivalent Rights Options Exercise -19 -23.75% 61 Aug 3, 2022 Ordinary Shares 19 Direct F3
transaction LXFR Stock Options (Right to Buy) Options Exercise -720 -50% 720 Aug 3, 2022 Ordinary Shares 720 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F2 Includes 222 Ordinary Shares acquired pursuant to the Luxfer Holdings PLC Share Incentive Plan. These transactions are exempt pursuant to Rule 16b-3(c).
F3 Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share.
F4 The remaining stock options vest on March 14, 2023.
F5 The remaining stock options vest in two equal, annual installments on March 13, 2023 and March 13, 2024, respectively.
F6 The remaining stock options vest in three equal, annual installments beginning on March 15, 2023.
F7 Represents the exercise of vested, performance-based stock options (at 50% target) awarded on March 14, 2019. The performance-based stock options were granted and vested on March 14, 2022 upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The remaining stock options will vest on March 14, 2023.

Remarks:

Managing Director, Luxfer MEL Technologies