Graham Wardlow - 03 Aug 2022 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Managing Director, Luxfer MEL Technologies
Signature
/s/ Megan E. Glise under Power of Attorney for Graham Wardlow
Issuer symbol
LXFR
Transactions as of
03 Aug 2022
Net transactions value
-$31,856
Form type
4
Filing time
05 Aug 2022, 16:09:42 UTC
Previous filing
15 Mar 2022
Next filing
15 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +800 +3.3% 24,754 03 Aug 2022 Direct F1, F2
transaction LXFR Ordinary Shares Options Exercise +65 +0.26% 24,819 03 Aug 2022 Direct F3
transaction LXFR Ordinary Shares Options Exercise +1,285 +5.2% 26,104 03 Aug 2022 Direct F1
transaction LXFR Ordinary Shares Options Exercise +71 +0.27% 26,175 03 Aug 2022 Direct F3
transaction LXFR Ordinary Shares Options Exercise +800 +3.1% 26,975 03 Aug 2022 Direct F1
transaction LXFR Ordinary Shares Options Exercise +19 +0.07% 26,994 03 Aug 2022 Direct F3
transaction LXFR Ordinary Shares Options Exercise +720 +2.7% 27,714 03 Aug 2022 Direct F1
transaction LXFR Ordinary Shares Tax liability $31,856 -1,933 -7% $16.48 25,781 03 Aug 2022 Direct
holding LXFR Ordinary Shares 7,520 03 Aug 2022 By spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Stock Options (Right to Buy) Options Exercise -800 -50% 800 03 Aug 2022 Ordinary Shares 800 Direct F1, F4
transaction LXFR Dividend Equivalent Rights Options Exercise -65 -49% 69 03 Aug 2022 Ordinary Shares 65 Direct F3
transaction LXFR Stock Options (Right to Buy) Options Exercise -1,285 -33% 2,570 03 Aug 2022 Ordinary Shares 1,285 Direct F1, F5
transaction LXFR Dividend Equivalent Rights Options Exercise -71 -31% 157 03 Aug 2022 Ordinary Shares 71 Direct F3
transaction LXFR Stock Options (Right to Buy) Options Exercise -800 -25% 2,400 03 Aug 2022 Ordinary Shares 800 Direct F1, F6
transaction LXFR Dividend Equivalent Rights Options Exercise -19 -24% 61 03 Aug 2022 Ordinary Shares 19 Direct F3
transaction LXFR Stock Options (Right to Buy) Options Exercise -720 -50% 720 03 Aug 2022 Ordinary Shares 720 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F2 Includes 222 Ordinary Shares acquired pursuant to the Luxfer Holdings PLC Share Incentive Plan. These transactions are exempt pursuant to Rule 16b-3(c).
F3 Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share.
F4 The remaining stock options vest on March 14, 2023.
F5 The remaining stock options vest in two equal, annual installments on March 13, 2023 and March 13, 2024, respectively.
F6 The remaining stock options vest in three equal, annual installments beginning on March 15, 2023.
F7 Represents the exercise of vested, performance-based stock options (at 50% target) awarded on March 14, 2019. The performance-based stock options were granted and vested on March 14, 2022 upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The remaining stock options will vest on March 14, 2023.

Remarks:

Managing Director, Luxfer MEL Technologies