Graham Wardlow - 24 Aug 2021 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Managing Director, Luxfer MEL Technologies
Signature
/s/ Megan E. Glise under Power of Attorney for Graham Wardlow
Issuer symbol
LXFR
Transactions as of
24 Aug 2021
Net transactions value
-$151,211
Form type
4
Filing time
26 Aug 2021, 16:09:04 UTC
Previous filing
13 May 2021
Next filing
15 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +4,000 +26% 19,325 24 Aug 2021 Direct F1
transaction LXFR Ordinary Shares Options Exercise +373 +1.9% 19,698 24 Aug 2021 Direct F2
transaction LXFR Ordinary Shares Options Exercise +1,470 +7.5% 21,168 24 Aug 2021 Direct F1
transaction LXFR Ordinary Shares Options Exercise +134 +0.63% 21,302 24 Aug 2021 Direct F2
transaction LXFR Ordinary Shares Options Exercise +2,640 +12% 23,942 24 Aug 2021 Direct F1
transaction LXFR Ordinary Shares Options Exercise +173 +0.72% 24,115 24 Aug 2021 Direct F2
transaction LXFR Ordinary Shares Options Exercise +800 +3.3% 24,915 24 Aug 2021 Direct F3
transaction LXFR Ordinary Shares Options Exercise +50 +0.2% 24,965 24 Aug 2021 Direct F4
transaction LXFR Ordinary Shares Options Exercise +1,285 +5.1% 26,250 24 Aug 2021 Direct F3
transaction LXFR Ordinary Shares Options Exercise +45 +0.17% 26,295 24 Aug 2021 Direct F4
transaction LXFR Ordinary Shares Options Exercise +3,960 +15% 30,255 24 Aug 2021 Direct F1
transaction LXFR Ordinary Shares Tax liability $151,211 -7,295 -24% $20.73 22,960 24 Aug 2021 Direct
holding LXFR Ordinary Shares 7,520 24 Aug 2021 By spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Stock Options (Right to Buy) Options Exercise -4,000 -100% 0 24 Aug 2021 Ordinary Shares 4,000 Direct F1, F5
transaction LXFR Dividend Equivalent Rights Options Exercise -373 -100% 0 24 Aug 2021 Ordinary Shares 373 Direct F2
transaction LXFR Stock Options (Right to Buy) Options Exercise -1,470 -100% 0 24 Aug 2021 Ordinary Shares 1,470 Direct F1, F5
transaction LXFR Dividend Equivalent Rights Options Exercise -134 -100% 0 24 Aug 2021 Ordinary Shares 134 Direct F2
transaction LXFR Stock Options (Right to Buy) Options Exercise -2,640 -100% 0 24 Aug 2021 Ordinary Shares 2,640 Direct F1, F5
transaction LXFR Dividend Equivalent Rights Options Exercise -173 -100% 0 24 Aug 2021 Ordinary Shares 173 Direct F2
transaction LXFR Stock Options (Right to Buy) Options Exercise -800 -33% 1,600 24 Aug 2021 Ordinary Shares 800 Direct F3, F6
transaction LXFR Dividend Equivalent Rights Options Exercise -50 -32% 104 24 Aug 2021 Ordinary Shares 50 Direct F4
transaction LXFR Stock Options (Right to Buy) Options Exercise -1,285 -25% 3,855 24 Aug 2021 Ordinary Shares 1,285 Direct F3, F7
transaction LXFR Dividend Equivalent Rights Options Exercise -45 -21% 165 24 Aug 2021 Ordinary Shares 45 Direct F4
transaction LXFR Stock Options (Right to Buy) Options Exercise -3,960 -100% 0 24 Aug 2021 Ordinary Shares 3,960 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.
F2 Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.
F3 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F4 Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share.
F5 These options are fully vested and exercised.
F6 The remaining options vest in two equal, annual installments on March 14, 2022 and March 14, 2023, respectively.
F7 The remaining options vest in three equal, annual installments beginning on March 13, 2022.

Remarks:

Managing Director, Luxfer MEL Technologies