Graham Wardlow - Aug 24, 2021 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Managing Director, Luxfer MEL Technologies
Signature
/s/ Megan E. Glise under Power of Attorney for Graham Wardlow
Stock symbol
LXFR
Transactions as of
Aug 24, 2021
Transactions value $
-$151,211
Form type
4
Date filed
8/26/2021, 04:09 PM
Previous filing
May 13, 2021
Next filing
Mar 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +4K +26.1% 19.3K Aug 24, 2021 Direct F1
transaction LXFR Ordinary Shares Options Exercise +373 +1.93% 19.7K Aug 24, 2021 Direct F2
transaction LXFR Ordinary Shares Options Exercise +1.47K +7.46% 21.2K Aug 24, 2021 Direct F1
transaction LXFR Ordinary Shares Options Exercise +134 +0.63% 21.3K Aug 24, 2021 Direct F2
transaction LXFR Ordinary Shares Options Exercise +2.64K +12.39% 23.9K Aug 24, 2021 Direct F1
transaction LXFR Ordinary Shares Options Exercise +173 +0.72% 24.1K Aug 24, 2021 Direct F2
transaction LXFR Ordinary Shares Options Exercise +800 +3.32% 24.9K Aug 24, 2021 Direct F3
transaction LXFR Ordinary Shares Options Exercise +50 +0.2% 25K Aug 24, 2021 Direct F4
transaction LXFR Ordinary Shares Options Exercise +1.29K +5.15% 26.3K Aug 24, 2021 Direct F3
transaction LXFR Ordinary Shares Options Exercise +45 +0.17% 26.3K Aug 24, 2021 Direct F4
transaction LXFR Ordinary Shares Options Exercise +3.96K +15.06% 30.3K Aug 24, 2021 Direct F1
transaction LXFR Ordinary Shares Tax liability -$151K -7.3K -24.11% $20.73 23K Aug 24, 2021 Direct
holding LXFR Ordinary Shares 7.52K Aug 24, 2021 By spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Stock Options (Right to Buy) Options Exercise -4K -100% 0 Aug 24, 2021 Ordinary Shares 4K Direct F1, F5
transaction LXFR Dividend Equivalent Rights Options Exercise -373 -100% 0 Aug 24, 2021 Ordinary Shares 373 Direct F2
transaction LXFR Stock Options (Right to Buy) Options Exercise -1.47K -100% 0 Aug 24, 2021 Ordinary Shares 1.47K Direct F1, F5
transaction LXFR Dividend Equivalent Rights Options Exercise -134 -100% 0 Aug 24, 2021 Ordinary Shares 134 Direct F2
transaction LXFR Stock Options (Right to Buy) Options Exercise -2.64K -100% 0 Aug 24, 2021 Ordinary Shares 2.64K Direct F1, F5
transaction LXFR Dividend Equivalent Rights Options Exercise -173 -100% 0 Aug 24, 2021 Ordinary Shares 173 Direct F2
transaction LXFR Stock Options (Right to Buy) Options Exercise -800 -33.33% 1.6K Aug 24, 2021 Ordinary Shares 800 Direct F3, F6
transaction LXFR Dividend Equivalent Rights Options Exercise -50 -32.47% 104 Aug 24, 2021 Ordinary Shares 50 Direct F4
transaction LXFR Stock Options (Right to Buy) Options Exercise -1.29K -25% 3.86K Aug 24, 2021 Ordinary Shares 1.29K Direct F3, F7
transaction LXFR Dividend Equivalent Rights Options Exercise -45 -21.43% 165 Aug 24, 2021 Ordinary Shares 45 Direct F4
transaction LXFR Stock Options (Right to Buy) Options Exercise -3.96K -100% 0 Aug 24, 2021 Ordinary Shares 3.96K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.
F2 Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.
F3 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F4 Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share.
F5 These options are fully vested and exercised.
F6 The remaining options vest in two equal, annual installments on March 14, 2022 and March 14, 2023, respectively.
F7 The remaining options vest in three equal, annual installments beginning on March 13, 2022.

Remarks:

Managing Director, Luxfer MEL Technologies