Peter Gibbons - 13 Mar 2023 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
VP and GM, Luxfer Graphic Arts
Signature
/s/ Megan E. Glise under Power of Attorney for Peter Gibbons
Issuer symbol
LXFR
Transactions as of
13 Mar 2023
Net transactions value
-$13,939
Form type
4
Filing time
16 Mar 2023, 06:30:26 UTC
Previous filing
16 Mar 2022
Next filing
16 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +583 +4.3% 14,019 13 Mar 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability $3,473 -227 -1.6% $15.30 13,792 13 Mar 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +482 +3.5% 14,274 13 Mar 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability $2,876 -188 -1.3% $15.30 14,086 13 Mar 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +846 +6% 14,932 14 Mar 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability $5,106 -329 -2.2% $15.52 14,603 14 Mar 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +412 +2.8% 15,015 14 Mar 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability $2,483 -160 -1.1% $15.52 14,855 14 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Restricted Stock Units Options Exercise -583 -50% 592 13 Mar 2023 Ordinary Shares 583 Direct F1, F2, F3
transaction LXFR Restricted Stock Units Options Exercise -482 -50% 483 13 Mar 2023 Ordinary Shares 482 Direct F1, F4
transaction LXFR Restricted Stock Units Options Exercise -846 -100% 0 14 Mar 2023 Ordinary Shares 846 Direct F1, F5
transaction LXFR Restricted Stock Units Options Exercise -412 -25% 1,240 14 Mar 2023 Ordinary Shares 412 Direct F1, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F2 The remaining Restricted Stock Units vest on March 13, 2024. The amount above includes 48 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F3 The amount above includes 57 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F4 Represents the grant and partial vesting of performance-based Restricted Stock Units (at 50% target) awarded on March 13, 2020. One half of the performance-based Restricted Stock Units vested on March 13, 2023 upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2022. The remaining balance will vest on March 13, 2024.
F5 The Restricted Stock Units are fully vested. The amount above includes 81 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F6 The remaining Restricted Stock Units vest in three equal annual installments beginning on March 14, 2024. The amount above includes 12 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F7 The amount above includes 40 additional Restricted Stock Units accrued related to dividend reinvestment rights.