Peter Gibbons - 13 Mar 2022 Form 4/A - Amendment Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
VP and GM, Luxfer Graphic Arts
Signature
/s/ Megan E. Glise under Power of Attorney for Peter Gibbons
Issuer symbol
LXFR
Transactions as of
13 Mar 2022
Net transactions value
-$8,975
Form type
4/A - Amendment
Filing time
16 Mar 2022, 17:06:51 UTC
Date Of Original Report
15 Mar 2022
Previous filing
03 Jun 2021
Next filing
16 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +567 +4.7% 12,671 13 Mar 2022 Direct F1, F2
transaction LXFR Ordinary Shares Tax liability $3,707 -190 -1.5% $19.51 12,481 13 Mar 2022 Direct F3
transaction LXFR Ordinary Shares Options Exercise +817 +6.5% 13,298 14 Mar 2022 Direct F1
transaction LXFR Ordinary Shares Tax liability $5,268 -270 -2% $19.51 13,028 14 Mar 2022 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Restricted Stock Units Options Exercise -567 -35% 1,070 13 Mar 2022 Ordinary Shares 567 Direct F1, F5
transaction LXFR Restricted Stock Units Options Exercise -817 -52% 765 14 Mar 2022 Ordinary Shares 817 Direct F1, F6
transaction LXFR Restricted Stock Units Award +1,600 1,600 14 Mar 2022 Ordinary Shares 1,600 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F2 Includes 270 Ordinary Shares acquired pursuant to the Luxfer Holdings PLC Employee Stock Purchase Plan ("ESPP") for the purchase periods of December 19, 2020 - June 18, 2021 and June 19, 2021 - December 24, 2021. These transactions are exempt pursuant to Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Ordinary Shares on June 18, 2021 and December 24, 2021, respectively.
F3 The original Form 4, filed on March 15, 2022, stated that 282 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 190 Ordinary Shares were withheld.
F4 The original Form 4, filed on March 15, 2022, stated that 407 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 270 Ordinary Shares were withheld.
F5 The remaining Restricted Stock Units vest in two equal installments beginning on March 13, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.
F6 The remaining Restricted Stock Units vest on March 14, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.
F7 The Restricted Stock Units vest in four equal installments beginning on March 14, 2023.

Remarks:

The original Form 4, filed on March 15, 2022, is being amended by this Form 4/A solely to correct an administrative error, which misstated the number of Ordinary Shares withheld for payment of conversion price and tax liability with respect to two transactions. See Footnotes 3 and 4. As a result of this administrative error, the number of Ordinary Shares beneficially owned by the Reporting Person following the corrected transactions increased by 229 Ordinary Shares.