Parth Mehrotra - Sep 10, 2024 Form 4 Insider Report for Privia Health Group, Inc. (PRVA)

Role
Chief Executive Officer, Director
Signature
/s/ Anita Beth Adams, as attorney-in-fact
Stock symbol
PRVA
Transactions as of
Sep 10, 2024
Transactions value $
-$1,995,173
Form type
4
Date filed
9/12/2024, 05:30 PM
Previous filing
May 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRVA Common Stock, $0.01 par value per share Options Exercise $112K +56K +22.61% $2.00 304K Sep 10, 2024 Direct F1
transaction PRVA Common Stock, $0.01 par value per share Options Exercise $121K +60.5K +19.92% $2.00 364K Sep 10, 2024 Direct F1
transaction PRVA Common Stock, $0.01 par value per share Options Exercise $37.2K +18.6K +5.1% $2.00 383K Sep 10, 2024 Direct F1
transaction PRVA Common Stock, $0.01 par value per share Sale -$2.5M -135K -35.29% $18.50 248K Sep 10, 2024 Direct F1, F2
transaction PRVA Common Stock, $0.01 par value per share Options Exercise $97.3K +48.6K +19.63% $2.00 296K Sep 11, 2024 Direct F1
transaction PRVA Common Stock, $0.01 par value per share Options Exercise $105K +52.5K +17.73% $2.00 349K Sep 11, 2024 Direct F1
transaction PRVA Common Stock, $0.01 par value per share Options Exercise $32.3K +16.1K +4.63% $2.00 365K Sep 11, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRVA Stock Option (Right to Purchase) Options Exercise $0 -56K -53.53% $0.00 48.6K Sep 10, 2024 Common Stock, $0.01 par value per share 56K $2.00 Direct F1, F3
transaction PRVA Stock Option (Right to Purchase) Options Exercise $0 -60.5K -53.53% $0.00 52.5K Sep 10, 2024 Common Stock, $0.01 par value per share 60.5K $2.00 Direct F1, F3
transaction PRVA Stock Option (Right to Purchase) Options Exercise $0 -18.6K -53.53% $0.00 16.1K Sep 10, 2024 Common Stock, $0.01 par value per share 18.6K $2.00 Direct F1, F3
transaction PRVA Stock Option (Right to Purchase) Options Exercise $0 -48.6K -100% $0.00 0 Sep 11, 2024 Common Stock, $0.01 par value per share 48.6K $2.00 Direct F1, F3
transaction PRVA Stock Option (Right to Purchase) Options Exercise $0 -52.5K -100% $0.00 0 Sep 11, 2024 Common Stock, $0.01 par value per share 52.5K $2.00 Direct F1, F3
transaction PRVA Stock Option (Right to Purchase) Options Exercise $0 -16.1K -100% $0.00 0 Sep 11, 2024 Common Stock, $0.01 par value per share 16.1K $2.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 These transactions occurred pursuant to a 10b5-1 trading plan previously adopted by the reporting person. The sale was made to cover the payment of the exercise price and tax obligations related to the exercise of stock options, with the balance of the shares acquired upon exercise continuing to be held by the reporting person.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.37 to $18.73 per share. The reporting person undertakes to provide to Privia Health Group, Inc., any security holder of Privia Health Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3 All stock options are fully vested and exercisable.