Steven Berns - May 10, 2024 Form 4 Insider Report for Tradeweb Markets Inc. (TW)

Role: Director
Signature: /s/ Douglas Friedman, Attorney-in-Fact for Steven Berns
Stock symbol: TW
Transactions as of: May 10, 2024
Transactions value $: $0
Form type: 4
Date filed: 5/14/2024, 04:37 PM
Previous filing: May 17, 2023
Next filing: May 21, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TW	Class A common stock	Award	$0	+1.32K	+43.94%	$0.00	4.33K	May 10, 2024	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock"). Subject to the reporting person's continued service as a director of the issuer through the vesting date, these RSUs are scheduled to vest on May 10, 2025 and settle in Class A Common Stock within 30 days thereafter, or may be pro-rated in accordance with the issuer's Non-Employee Director Compensation Policy, as disclosed in the issuer's Proxy Statement on DEF 14A filed with the SEC on March 28, 2024.
F2	This amount includes (i) 2,280 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on May 15, 2024 and (ii) 1,323 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on May 10, 2025, in each case, subject to the reporting person's continued service as a director through the applicable vesting date or as may be pro-rated pursuant to the terms set forth in footnote 1 to this Form 4.

Content

The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock"). Subject to the reporting person's continued service as a director of the issuer through the vesting date, these RSUs are scheduled to vest on May 10, 2025 and settle in Class A Common Stock within 30 days thereafter, or may be pro-rated in accordance with the issuer's Non-Employee Director Compensation Policy, as disclosed in the issuer's Proxy Statement on DEF 14A filed with the SEC on March 28, 2024.

This amount includes (i) 2,280 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on May 15, 2024 and (ii) 1,323 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on May 10, 2025, in each case, subject to the reporting person's continued service as a director through the applicable vesting date or as may be pro-rated pursuant to the terms set forth in footnote 1 to this Form 4.